The Wellington Grp LLC

Andrew Cornell is a CFP® with 28 years of industry experience, currently serving as an advisor at The Wellington Group LLC since 2024. His prior experience includes roles at Wellington Wealth Strategies, LLC and UBS Financial Services Inc. He is a member of the board of directors for Noblesville Youth Baseball and holds leadership positions with the Riverview Health Foundation, including chairman of the board and chairman of the investment committee. The Wellington Group provides wealth planning, consulting, and investment management services to individuals, high-net-worth clients, and small business entities. The firm uses a combination of active and passive strategies across various asset classes and may allocate to private funds, pooled vehicles, and employ derivatives and option strategies in certain accounts.

Timothy Bales is a CFP® with 20 years of industry experience and is affiliated with The Wellington Group LLC in Indianapolis, IN. He has worked at Spc and Sigma Financial Corporation since 2012 and has been involved with Sanders and Bales Financial Services since 1993, where he prepares tax returns and handles bookkeeping. He serves as Finance Chair and is a member of the Planned Giving Committee at Sheridan United Methodist Church. The Wellington Group provides wealth planning, consulting, and investment management services to individuals, high-net-worth clients, and small business entities. The firm uses a combination of active and passive investment strategies and may allocate to private funds, derivatives, and third-party managers as part of its portfolio management approach.

Nathaniel Miller is a financial advisor at The Wellington Grp LLC with 25 years of industry experience. He holds the ChFC® designation and Series 63 and 65 licenses. His prior experience includes roles at Purshe Kaplan Sterling Investments, Guardian Life Insurance, and Park Avenue Securities. He is a minority owner of Wellington Group Ventures, LLC, a holding company. The Wellington Group provides wealth planning, financial planning, consulting, and portfolio management services to individuals, high-net-worth clients, and small businesses. The firm employs a team structure and blends passive and active management, emphasizing client-specific investment policies and continuous monitoring.

Thomas Cates is a financial advisor with The Wellington Grp LLC in Indianapolis, IN, holding Series 63 and Series 65 licenses and 27 years of industry experience. His prior experience includes roles at Park Avenue Securities LLC and Guardian Life Insurance Co. of America. He is the sole owner of Cates Wealth Management LLC, an entity established for managing financial business income for tax purposes. The Wellington Group provides wealth planning, consulting, and investment management services to individuals, high-net-worth clients, and small business entities. The firm manages portfolios using a combination of active and passive strategies across various asset classes and may allocate assets to third-party managers or pooled investment vehicles when appropriate.

Kevin Zeyen is a financial advisor at The Wellington Grp LLC with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at MML Investor Services, MassMutual Life Insurance Company, and Prudential-related firms. Outside of his advisory role, he owns KS Business Consulting LLC, where he provides consulting services on various business topics. The Wellington Group offers wealth planning, financial planning, and portfolio management services to individuals, high-net-worth clients, and small businesses. The firm employs a team structure and combines passive and active management strategies, including allocations to third-party managers and alternative investment vehicles tailored to client-specific objectives.

Nicholas Prokai is a financial advisor at The Wellington Grp LLC with a Series 66 designation and three years of industry experience. His prior roles include positions at Guardian Life Insurance Company and Park Avenue Securities. Outside of his advisory work, he sells various insurance products independently. The Wellington Group provides wealth planning, consulting, and investment management services to individuals, high-net-worth clients, and small business entities. The firm employs a mix of active and passive strategies across multiple asset classes and offers customized investment policy statements for each client engagement.

Patrick Dykstra is a financial advisor at The Wellington Group LLC in Indianapolis, IN, with seven years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at firms including Cetera Investment Services LLC, Regions, and KeyBank. The Wellington Group provides wealth planning, consulting, and investment management services to individuals, high-net-worth clients, and small business entities. The firm uses a combination of active and passive strategies across a range of asset classes and offers portfolio management on both discretionary and non-discretionary bases.

Chyathorn Zipperle is a financial advisor at The Wellington Grp LLC with one year of industry experience. He holds a Series 66 designation and has prior experience at MML Investors Services, LLC, MassMutual Life Insurance Company, and several policy and advocacy organizations including The Heritage Foundation. The Wellington Group provides wealth planning, consulting, and investment management services to individuals, high-net-worth clients, and small businesses. The firm uses a combination of active and passive investment strategies and offers customized portfolio management with a focus on a diverse range of asset classes, including private funds and alternative investments.

Michael Mc Neal is a CFP® with nine years of industry experience, currently serving as an advisor at The Wellington Grp LLC. His prior roles include positions at Cfd Investments, Inc., Creative Financial Designs, and Avantax Investment Services. Outside of his advisory work, Mc Neal is involved in financial services consultancy and independent insurance sales through McNeal Wealth Management, LLC. The Wellington Group provides wealth planning, financial planning, consulting, and portfolio management services to individuals, high-net-worth clients, and small businesses. The firm employs a team structure and integrates both passive and active management strategies tailored to client-specific investment policies.

Maxwell Moritz is a CFP® with 10 years of industry experience, currently serving at The Wellington Group LLC since 2024. His prior experience includes roles at Wellington Wealth Strategies, Primerica Advisors, and Guardian Life Insurance Co. Outside of advisory work, he is involved with Wamberg Genomic Advisors, which focuses on genomic cancer profiling, and partners with Ag Exit LLC to consult with farmers and landowners on estate and sales planning. The Wellington Group provides wealth planning, consulting, and investment management services to individuals, high-net-worth clients, and small business entities. The firm utilizes a combination of active and passive strategies across various asset classes and offers portfolio management on both discretionary and non-discretionary bases.

Anthony Bonanno is a financial advisor at The Wellington Group LLC with 40 years of industry experience. He has held roles at Guardian Life and PKS Investments prior to joining The Wellington Group. Bonanno is involved with the National Advisors Private Client Group and operates an independent insurance agency providing insurance advice to clients. The Wellington Group LLC offers wealth planning, financial planning, consulting, and portfolio management services to individuals, high-net-worth clients, and small businesses. The firm employs a combination of passive and active management strategies and tailors investment policy statements to each client, utilizing third-party managers and a range of alternative and tax-aware investment approaches.

Leonard Neisler is a financial advisor with The Wellington Group LLC in Indianapolis, holding a Series 63 designation and bringing 56 years of industry experience. His prior roles include positions at MML Investors Services, Inc., Massachusetts Mutual Life Insurance Company, and The Financial Group, Inc. Outside of advising, he serves as president of the Snow Drifters of Hamilton County and as secretary/treasurer of the American Council of Snowmobile Associations. The Wellington Group provides wealth and financial planning, consulting, and portfolio management to individuals, high-net-worth clients, and small businesses. The firm employs a team structure and combines passive and active management with client-specific investment policies, often utilizing third-party managers and alternative strategies.