Troy, MI Office

Team
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Third Sigma Investment Advisors LLC logo

Third Sigma Investment Advisors LLC

Supported

Firm-wide stats for Third Sigma Investment Advisors LLC

Total advisors

4

Across 2 offices

Clients per advisor

11 Very Low

Avg AUM per client

$1,081,508 High

HNW client ratio

69% Very High

About

Third Sigma serves individuals (including high‑net‑worth individuals), trusts, estates, charitable organizations, corporations and pension/profit‑sharing plans. It provides discretionary portfolio management, comprehensive and scoped financial planning, retirement‑plan fiduciary services (including 3(21)/3(38) roles) and project‑based consulting for institutional clients.

The firm’s investment approach centers on diversified asset allocation that combines best‑in‑class active managers with low‑cost mutual funds and ETFs, with separately managed accounts used for larger clients and tax‑efficient transitions of legacy positions. Third Sigma typically manages portfolios on a discretionary basis, emphasizes cost‑effective implementation and systematic rebalancing, and charges asset‑based fees to align its interests with clients.

Noteworthy elements in the brochure include a disclosed affiliation with another registered adviser (M1 Capital) and common ownership with Malloch Capital Management, as well as the firm’s provision of public newsletters and no‑charge educational seminars and workshops for plan participants. The firm also operates with a small advisor team and discloses that some representatives hold insurance licenses, a potential conflict addressed in its policies.

Based on Third Sigma Investment Advisors LLC

Expertise

Wealth management Retirement income strategy Business ownership considerations Charitable giving & philanthropy

Based on Third Sigma Investment Advisors LLC

Occupation focus

Founder/Business Owner

Based on Third Sigma Investment Advisors LLC

Location

200 E Big Beaver Rd, Ste 132

Troy MI 48083

Advisors at this office

3

Advisors at this office

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Ryan M

Series 65, Series 66

Troy, MI

Third Sigma Investment Advisors LLC

Ryan Malloch is a financial advisor at Third Sigma Investment Advisors LLC with 26 years of industry experience. He holds Series 65 and Series 66 designations and has previously worked at Cetera Advisors LLC and M1 Capital Management. In addition to his advisory roles, he teaches financial education classes as adjunct faculty at Macomb Community College. Third Sigma serves individuals, trusts, estates, charitable organizations, corporations, and pension plans, providing discretionary portfolio management and comprehensive financial planning. The firm utilizes a diversified asset allocation strategy combining active managers with low-cost mutual funds and ETFs, and typically manages portfolios on a discretionary basis with an emphasis on cost-effective implementation and systematic rebalancing.

Wealth management Retirement income strategy Business ownership considerations Charitable giving & philanthropy Founder/Business Owner
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Antonio D

CFP®, Series 63, Series 66

Troy, MI

Third Sigma Investment Advisors LLC

Antonio De Sano is a CFP® with 14 years of industry experience, currently serving as a financial professional at Third Sigma Investment Advisors LLC. His prior roles include positions at M1 Wealth Advisors, Cetera Investment Advisers LLC, Ameriprise Financial Services, Royal Alliance Associates Inc, and UBS Financial Services Inc. He is also active with M1 Wealth Advisors in a financial services capacity. Third Sigma Investment Advisors LLC provides discretionary portfolio management and investment consulting to individuals, trusts, estates, charitable organizations, and pension and profit-sharing plans. The firm emphasizes cost-effective implementation using a combination of active managers and low-cost mutual funds and ETFs, with a focus on tax-efficient transitions and customized asset allocation.

Wealth management Retirement income strategy Business ownership considerations Charitable giving & philanthropy Founder/Business Owner
user avatar

Jacob S

Series 66

Troy, MI

Third Sigma Investment Advisors LLC

Jacob Smith is a financial advisor with Third Sigma Investment Advisors LLC and holds a Series 66 license. He has two years of industry experience and previously worked at Thrivent Financial, Ally Bank, and Ford Motor Credit Company. Smith serves as a board member for Teen HYPE, a Detroit-area nonprofit focused on youth education and leadership development. Third Sigma Investment Advisors LLC provides discretionary portfolio management and investment consulting to individuals, trusts, estates, charitable organizations, and pension and profit-sharing plans. The firm uses a combination of active and passive investments with a focus on tax-efficient, customized asset allocation, managing primarily larger and institutional accounts on a discretionary, fee-only basis.

Wealth management Retirement income strategy Business ownership considerations Charitable giving & philanthropy Founder/Business Owner
View complete list of advisors at this office
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