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Third Sigma Investment Advisors LLC

Updated today

Client AUM

$45,423,320

Clients

42

Advisors

4

across 2 offices

About

Third Sigma serves individuals (including high‑net‑worth individuals), trusts, estates, charitable organizations, corporations and pension/profit‑sharing plans. It provides discretionary portfolio management, comprehensive and scoped financial planning, retirement‑plan fiduciary services (including 3(21)/3(38) roles) and project‑based consulting for institutional clients.

The firm’s investment approach centers on diversified asset allocation that combines best‑in‑class active managers with low‑cost mutual funds and ETFs, with separately managed accounts used for larger clients and tax‑efficient transitions of legacy positions. Third Sigma typically manages portfolios on a discretionary basis, emphasizes cost‑effective implementation and systematic rebalancing, and charges asset‑based fees to align its interests with clients.

Noteworthy elements in the brochure include a disclosed affiliation with another registered adviser (M1 Capital) and common ownership with Malloch Capital Management, as well as the firm’s provision of public newsletters and no‑charge educational seminars and workshops for plan participants. The firm also operates with a small advisor team and discloses that some representatives hold insurance licenses, a potential conflict addressed in its policies.

Client services

Portfolio management Pension consulting Newsletters or periodicals Educational seminars or workshops

Expertise

Wealth management Retirement income strategy Business ownership considerations Charitable giving & philanthropy

Occupation focus

Founder/Business Owner

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Fee options

Percentage

$0+: 0.10% to 1.25% based on factors including portfolio size and complexity of services N/A+: 20 to 40 basis points (0.20% to 0.40%) for Pension and Profit-Sharing Plans depending on portfolio size and complexity

Other

Account minimum: $300,000 Fee-only: Advisory fees ranging from 0.10% to 1.25% for most clients; 20 to 40 basis points for pension and profit-sharing plans. Fees are negotiable. No commissions or other third-party compensation received.

Main office

See office

700 North Clayton Street

Wilmington DE 19805

Advisors at this office

1

Most active in

Delaware · Michigan · Pennsylvania · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

George C

Series 63, Series 65

Wilmington, DE

Third Sigma Investment Advisors LLC

George Cones is a financial advisor with Third Sigma Investment Advisors LLC in Wilmington, DE, holding Series 63 and Series 65 licenses and bringing 18 years of industry experience. He has been with Third Sigma since 2009 and also operates an IT consulting and hardware/software sales business through Techlogic, Inc. Additionally, he maintains a legal practice as an attorney. Third Sigma Investment Advisors LLC provides discretionary portfolio management and investment consulting to individuals, trusts, estates, charitable organizations, and pension and profit-sharing plans. The firm employs a cost-effective investment approach combining active managers and low-cost mutual funds and ETFs, with a focus on customized asset allocation and tax-efficient transitions.

Wealth management Retirement income strategy Business ownership considerations Charitable giving & philanthropy Founder/Business Owner
user avatar

Ryan M

Series 65, Series 66

Troy, MI

Third Sigma Investment Advisors LLC

Ryan Malloch is a financial advisor at Third Sigma Investment Advisors LLC with 26 years of industry experience. He holds Series 65 and Series 66 designations and has previously worked at Cetera Advisors LLC and M1 Capital Management. In addition to his advisory roles, he teaches financial education classes as adjunct faculty at Macomb Community College. Third Sigma serves individuals, trusts, estates, charitable organizations, corporations, and pension plans, providing discretionary portfolio management and comprehensive financial planning. The firm utilizes a diversified asset allocation strategy combining active managers with low-cost mutual funds and ETFs, and typically manages portfolios on a discretionary basis with an emphasis on cost-effective implementation and systematic rebalancing.

Wealth management Retirement income strategy Business ownership considerations Charitable giving & philanthropy Founder/Business Owner
user avatar

Antonio D

CFP®, Series 63, Series 66

Troy, MI

Third Sigma Investment Advisors LLC

Antonio De Sano is a CFP® with 14 years of industry experience, currently serving as a financial professional at Third Sigma Investment Advisors LLC. His prior roles include positions at M1 Wealth Advisors, Cetera Investment Advisers LLC, Ameriprise Financial Services, Royal Alliance Associates Inc, and UBS Financial Services Inc. He is also active with M1 Wealth Advisors in a financial services capacity. Third Sigma Investment Advisors LLC provides discretionary portfolio management and investment consulting to individuals, trusts, estates, charitable organizations, and pension and profit-sharing plans. The firm emphasizes cost-effective implementation using a combination of active managers and low-cost mutual funds and ETFs, with a focus on tax-efficient transitions and customized asset allocation.

Wealth management Retirement income strategy Business ownership considerations Charitable giving & philanthropy Founder/Business Owner
user avatar

Jacob S

Series 66

Troy, MI

Third Sigma Investment Advisors LLC

Jacob Smith is a financial advisor with Third Sigma Investment Advisors LLC and holds a Series 66 license. He has two years of industry experience and previously worked at Thrivent Financial, Ally Bank, and Ford Motor Credit Company. Smith serves as a board member for Teen HYPE, a Detroit-area nonprofit focused on youth education and leadership development. Third Sigma Investment Advisors LLC provides discretionary portfolio management and investment consulting to individuals, trusts, estates, charitable organizations, and pension and profit-sharing plans. The firm uses a combination of active and passive investments with a focus on tax-efficient, customized asset allocation, managing primarily larger and institutional accounts on a discretionary, fee-only basis.

Wealth management Retirement income strategy Business ownership considerations Charitable giving & philanthropy Founder/Business Owner
View complete list of advisors at this firm
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