Third Sigma Investment Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$45,423,320
Clients
42
Advisors
4
across 2 offices
About
Third Sigma serves individuals (including high‑net‑worth individuals), trusts, estates, charitable organizations, corporations and pension/profit‑sharing plans. It provides discretionary portfolio management, comprehensive and scoped financial planning, retirement‑plan fiduciary services (including 3(21)/3(38) roles) and project‑based consulting for institutional clients.
The firm’s investment approach centers on diversified asset allocation that combines best‑in‑class active managers with low‑cost mutual funds and ETFs, with separately managed accounts used for larger clients and tax‑efficient transitions of legacy positions. Third Sigma typically manages portfolios on a discretionary basis, emphasizes cost‑effective implementation and systematic rebalancing, and charges asset‑based fees to align its interests with clients.
Noteworthy elements in the brochure include a disclosed affiliation with another registered adviser (M1 Capital) and common ownership with Malloch Capital Management, as well as the firm’s provision of public newsletters and no‑charge educational seminars and workshops for plan participants. The firm also operates with a small advisor team and discloses that some representatives hold insurance licenses, a potential conflict addressed in its policies.
Client services
Expertise
Occupation focus
Fee options
$0+: 0.10% to 1.25% based on factors including portfolio size and complexity of services N/A+: 20 to 40 basis points (0.20% to 0.40%) for Pension and Profit-Sharing Plans depending on portfolio size and complexity
Account minimum: $300,000 Fee-only: Advisory fees ranging from 0.10% to 1.25% for most clients; 20 to 40 basis points for pension and profit-sharing plans. Fees are negotiable. No commissions or other third-party compensation received.
Main office
See office700 North Clayton Street
Wilmington DE 19805
Advisors at this office
1
Offices (2)
Most active in
Delaware · Michigan · Pennsylvania · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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