Thomas Story and Son LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management to individuals, high-net-worth clients, corporations and trusts and generally serves a small client base through a two-advisor team, requiring a seven-figure account minimum. It manages several hundred million dollars in client assets and delivers regular reporting and custodial oversight on a quarterly basis.
Its investment process is a bottom-up, fundamental approach that relies on company filings, annual reports, third-party research and direct company observation, implemented primarily through long-term purchases and discretionary trading; the firm monitors accounts on an ongoing basis and maintains personal-trade pre-clearance and reporting procedures. Execution practices include aggregation of client orders and acceptance of broker-provided research as part of trade decision-making.
What is distinctive is the firm’s accounting linkage: the principal holds a CPA designation and professional accounting society memberships, and the firm is affiliated with an accounting practice, which brings accounting and tax-aware expertise into its advisory work. The combination of a very small advisory team, a modest client count, and high aggregate assets is uncommon among peers and suggests a concentrated, potentially more individualized portfolio oversight model.
Client services
Expertise
Fee options
0.50% annually, billed quarterly at 0.125% per quarter
Account minimum: $1,000,000
Main office
16773 13th Road
Plymouth IN 46563-9374
Advisors at this office
2
Most active in
California · Delaware · Florida · Illinois · Indiana · Kentucky · South Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Thomas S
Series 63, Series 65
Plymouth, IN
Thomas Story and Son LLC
Thomas Story is a financial advisor at Thomas Story and Son LLC with 17 years of industry experience. He holds Series 63 and Series 65 registrations and has been with his current firm since 2008. Thomas Story and Son LLC manages discretionary portfolios for individuals, high-net-worth clients, corporations, and trusts, serving a small client base with a seven-figure account minimum. The firm employs a bottom-up, fundamental investment approach with an emphasis on long-term positions and discretionary trading, supported by accounting and tax expertise through its affiliation with an accounting practice.
David S
Series 63, Series 65
Plymouth, IN
Thomas Story and Son LLC
David Story is a financial advisor with Thomas Story and Son LLC in Plymouth, Indiana. He holds Series 63 and Series 65 designations and has 18 years of industry experience. David has been with Thomas Story and Son LLC since 2009, working alongside one other advisor in a small team. Thomas Story and Son LLC provides discretionary portfolio management to individuals, high-net-worth clients, corporations, and trusts, maintaining a small client base with a seven-figure account minimum. The firm employs a bottom-up, fundamental investment approach combined with accounting and tax-aware expertise through its affiliation with an accounting practice.
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