A complete list of active advisors currently associated with Thompson Financial LLC

Warmer can help you find a great advisor at Thompson Financial LLC or one who fits your needs even better.

Thompson Financial provides financial planning and discretionary portfolio management to individual clients and sponsors of employer-sponsored retirement plans, including pension and profit-sharing plans. The firm works with primarily non-high-net-worth individuals and offers both one-time planning engagements and ongoing investment management services. The firm typically begins client relationships with a planning engagement and implements portfolio recommendations using diversified allocations built mainly with no-load mutual funds and ETFs, with limited use of individual equities and fixed-income where appropriate. Clients receive ongoing monitoring and rebalancing, access to planning software such as RightCapital and IncomeLab, and the firm documents and implements reasonable, client-requested investment restrictions. The firm manages roughly $74 million in discretionary assets while serving about 225 clients, a client count that is unusually high relative to peers in its category. It also offers ERISA-focused services — providing both fiduciary and non-fiduciary plan-level consulting and acting in some cases as a 3(21) adviser (but not as a 3(38) manager) — and the firm’s principal is a licensed insurance agent who may recommend insurance products, a practice that creates a potential conflict of interest for clients to consider.

To learn more about the advisors currently working at Thompson Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.