Thompson Financial Transitions Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management, comprehensive financial planning and consulting, and direct management of variable annuity and variable life products for individual and high‑net‑worth clients. Services are delivered through ongoing advisory relationships and platform-based account management rather than transactional brokerage.
Investment decisions are informed by a Modern Portfolio Theory approach and implemented primarily through mutual funds, ETFs and third‑party model or investment managers available on its chosen platform, with the firm typically authorized to rebalance and trade on a discretionary basis. The firm also uses a third‑party “held‑away” connectivity platform to monitor and rebalance defined contribution plan participant accounts without taking custody.
Distinctive features disclosed in the brochure include direct management of insurance contract assets alongside platform-based solutions and arrangements with its primary platform provider that can include marketing support and other allowances. The principal maintains separate insurance and tax‑preparation practices (disclosed as outside business activities), which the firm identifies as potential conflicts of interest and manages through disclosures and internal policies.
Client services
Expertise
Occupation focus
Fee options
Financial Planning Services: $1,500 initial plan; $500 annual update.
$0 - $100,000: 1.25% $100,000 - $400,000: 1.00% $400,000 - $1,000,000: 0.85% $1,000,000 - $2,000,000: 0.65% $2,000,000+: 0.50%
Account minimum: Generally no minimum to open an account with TFT; however, AssetMark Platform minimums apply, generally $10,000-$25,000 for Mutual Fund accounts, $25,000 for ETF accounts, and $100,000 to $500,000 for Privately Managed and Unified Managed Accounts, depending on the investment strategy. Fee-only: Financial Planning Services: $1,500 flat fee for initial plan; $500 flat fee for annual updates.
Main office
1895 County Rd E E, Suite 214
White Bear Lake MN 55110
Advisors at this office
1
Most active in
Minnesota · Oklahoma · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)