A complete list of active advisors currently associated with Thompson Financial Transitions Inc.
Warmer can help you find a great advisor at Thompson Financial Transitions Inc. or one who fits your needs even better.
The firm provides discretionary portfolio management, comprehensive financial planning and consulting, and direct management of variable annuity and variable life products for individual and high‑net‑worth clients. Services are delivered through ongoing advisory relationships and platform-based account management rather than transactional brokerage. Investment decisions are informed by a Modern Portfolio Theory approach and implemented primarily through mutual funds, ETFs and third‑party model or investment managers available on its chosen platform, with the firm typically authorized to rebalance and trade on a discretionary basis. The firm also uses a third‑party “held‑away” connectivity platform to monitor and rebalance defined contribution plan participant accounts without taking custody. Distinctive features disclosed in the brochure include direct management of insurance contract assets alongside platform-based solutions and arrangements with its primary platform provider that can include marketing support and other allowances. The principal maintains separate insurance and tax‑preparation practices (disclosed as outside business activities), which the firm identifies as potential conflicts of interest and manages through disclosures and internal policies.
To learn more about the advisors currently working at Thompson Financial Transitions Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
White Bear Lake, MN
| 29
|
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