Jackson, TN Office
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Thoroughbred Financial Services, LLC
Multi-team
Firm-wide stats for Thoroughbred Financial Services, LLC
About
Thoroughbred Financial Services provides investment supervisory services to individuals, trusts, estates, charitable organizations, corporations, partnerships, limited liability companies, and retirement plans through both discretionary and nondiscretionary programs. The firm manages roughly $4.04 billion in client assets across programs such as Thoroughbred, Cambridge, Bond‑Timing, Envestnet-managed solutions, and a Vanguard/Ascensus retirement plan option, and it occasionally prepares comprehensive financial plans for clients.
The firm’s investment process emphasizes asset allocation as the primary determinant of risk and return, with sector allocation and manager selection as secondary considerations; portfolios generally use mutual funds and ETFs as primary vehicles, supplemented by individual equities and fixed income when appropriate. TFS combines fundamental and statistical analysis, employs both tactical and strategic management techniques, and monitors subadvisors and client accounts through periodic reviews (quarterly for many programs and at least annually for outside managers) while tailoring portfolios to client objectives and risk tolerances.
Several features distinguish TFS from many peers: it is registered and active as a broker‑dealer that clears trades through National Financial Services and discloses that it may assess commissions and receives clearing‑related bonuses and credits, which can create incentives related to execution and custody. The firm also discloses affiliated pension consulting/administrative services, ownership of an entity that sponsors limited partnership offerings to clients, operation as a licensed insurance agency whose representatives may earn commissions, and a prior SEC enforcement settlement regarding mutual fund share class selection that resulted in disgorgement, prejudgment interest and civil penalties totaling $1,679,241.88.
Based on Thoroughbred Financial Services, LLC
Expertise
Based on Thoroughbred Financial Services, LLC
Location
7 Security Drive
Jackson TN 38305
Advisors at this office
5
Advisors at this office
William W
CFP®, Series 63
Jackson, TN
Thoroughbred Financial Services, LLC
William Weddington is a CFP® with 45 years of industry experience, currently serving at Thoroughbred Financial Services, LLC since 2000. He holds the Series 63 designation and is based in Jackson, Tennessee. Outside of his advisory role, he is involved in managing a rental property through a property manager. Thoroughbred Financial Services, LLC provides investment supervisory services, financial planning, and retirement-plan consulting to a diverse client base including individuals, trusts, estates, charitable organizations, and qualified plans. The firm’s investment approach emphasizes asset and sector allocation, using diversified portfolios primarily composed of mutual funds and ETFs, and incorporates evaluation of outside managers alongside fundamental and statistical analysis.
Thomas W
Series 63, Series 65
Jackson, TN
Thoroughbred Financial Services, LLC
Thomas Weddington is a financial advisor with Thoroughbred Financial Services, LLC, holding Series 63 and Series 65 licenses and bringing 15 years of industry experience. He has been with Thoroughbred Financial Services since 2010. In addition to his advisory role, he is engaged as an insurance agent, selling life, disability, medical, and long-term care insurance. Thoroughbred Financial Services, LLC provides investment supervisory services, financial planning, and retirement-plan consulting to a broad range of clients, including individuals, trusts, estates, charitable organizations, and qualified plans. The firm emphasizes asset and sector allocation in constructing diversified portfolios using mutual funds, ETFs, individual securities, and other instruments, and offers both discretionary and nondiscretionary management through various account programs.
Carl L
Series 63
Jackson, TN
Thoroughbred Financial Services, LLC
Carl Lee is a financial advisor at Thoroughbred Financial Services, LLC with 45 years of industry experience. He has been with Thoroughbred Financial Services since 2000 and holds a Series 63 designation. Outside of financial advising, he owns a bass tournament fishing business. Thoroughbred Financial Services, LLC provides investment supervisory services, financial planning, and retirement-plan consulting to a range of clients including individuals, trusts, estates, charitable organizations, and qualified plans. The firm’s investment process emphasizes asset and sector allocation, utilizing diversified portfolios primarily composed of mutual funds and ETFs, and incorporates evaluation of outside money managers and regular portfolio reviews.
Daniel K
Series 63
Jackson, TN
Thoroughbred Financial Services, LLC
Daniel Kelly is a financial advisor at Thoroughbred Financial Services, LLC with 32 years of industry experience. He has been with Thoroughbred Financial Services since 1999 and holds a Series 63 designation. In addition to his advisory role, he is involved in selling life, disability, medical, and long-term care insurance through an affiliated independent insurance agency. Thoroughbred Financial Services, LLC provides investment supervisory services, financial planning, and retirement-plan consulting to a diverse client base including individuals, trusts, estates, charitable organizations, and qualified plans. The firm emphasizes asset and sector allocation in building diversified portfolios primarily using mutual funds and ETFs, while also incorporating individual securities and alternative vehicles as appropriate.
Michael A
Series 63
Jackson, TN
Thoroughbred Financial Services, LLC
Michael Allan is a financial advisor with Thoroughbred Financial Services, LLC in Jackson, Tennessee, holding a Series 63 designation and bringing 55 years of industry experience. He has been with Thoroughbred Financial Services since 2000. Outside of his advisory role, he is also involved in selling life, disability, medical, and long-term care insurance through an affiliated independent insurance agency. Thoroughbred Financial Services, LLC provides investment supervisory services, financial planning, and retirement-plan consulting to a diverse client base including individuals, trusts, estates, charitable organizations, and qualified plans. The firm emphasizes asset and sector allocation using diversified portfolios with mutual funds, ETFs, and select individual securities, and it offers both discretionary and nondiscretionary management programs.
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