TLP Financial Services, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
TLP Financial serves individuals, high-net-worth individuals, trusts, estates and businesses, offering discretionary and non-discretionary investment management alongside financial planning and, for some clients, tax preparation services. The firm also assists clients in accessing unaffiliated independent managers and recommends that client assets be held with a qualified custodian.
Portfolios are customized and built from mutual funds, ETFs, individual bonds and independent manager strategies, using fundamental analysis with a generally long-term orientation while retaining the flexibility to rebalance or employ cash positions when appropriate. The firm manages roughly $37 million in client assets across about 42 client relationships, with the majority of accounts managed on a discretionary basis.
Noteworthy aspects include a lead advisor who holds CFP and AEP credentials, the in-house offering of tax preparation tied to client relationships, and an institutional relationship with SEI Private Trust Company that provides platform software, access to an institutional trading desk and block-trading capability. The firm discloses the potential conflicts these arrangements may create and does not accept custody of client assets.
Client services
Expertise
Fee options
Financial planning fees range from $750 to $40,000 annually, paid quarterly in advance
$0 - $2,000,000: 1.00% $2,000,001 - $4,000,000: 0.65% $4,000,001+: 0.40%
Up to $250 per hour
Financial planning fees paid annually in advance, billed quarterly
Main office
Estero FL
Advisors at this office
1
Most active in
Florida · Massachusetts · New York
Also doing business as
Tlp Financial Services, Inc, · Tlp Financial Services, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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