Tomassi Financial Planning, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides ongoing discretionary portfolio management and fee-based financial planning to individuals, high-net-worth individuals, banks, and charitable organizations. It documents each client’s situation in a written Investment Policy Statement and implements portfolios across a broad menu of securities, including mutual funds, equities, bonds, ETFs, insurance products, REITs, hedge funds, and private placements.
The firm’s investment process centers on a client-specific Investment Policy Statement, with account reviews conducted at least monthly by the firm’s managing member. Its methods of analysis include fundamental, technical, charting, and cyclical approaches, and it may employ long- and short-term trading as well as options strategies (including covered and uncovered options).
Noteworthy features for a firm of its size include access to alternative investments and active options writing alongside traditional portfolio management, and the managing member’s advanced financial planning credentials and adjunct teaching role. The brochure discloses that the firm requires clients to use its recommended custodian and receives research or other products from that custodian (soft-dollar benefits), which the firm flags as a potential conflict of interest.
Client services
Expertise
Fee options
Fixed financial planning fees between $6,000 and $8,000
$0 - $250,000: 1.10% $250,001 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.90% $2,000,000 - $2,999,999: 0.80% $3,000,000+: 0.70%
$200 to $250 per hour
Fee-only: Fixed fees between $6,000 and $8,000; Hourly fees between $200 and $250
Main office
Derby KS
Advisors at this office
1
Most active in
Colorado · Kansas · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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