Tower Financial Strategies Corp.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Tower Financial Strategies Corp. provides financial planning and investment advisory services to individuals (including high‑net‑worth clients), charitable organizations and business entities. The firm typically delivers one‑time financial plans and directs clients to third‑party investment managers, while also advising on or offering insurance products, annuities, ETFs, hedge funds and private equity funds.
TFSC does not accept discretionary trading authority and operates primarily through non‑discretionary client relationships and referrals to third‑party advisers (including AssetMark Managed Portfolios), conducting due diligence and ongoing reviews of those managers. Ongoing advisory accounts are reviewed monthly, clients are required to custody assets at Fidelity or Schwab, and the firm discloses it does not aggregate trades; its stated methods of analysis include fundamental, quantitative and technical techniques and it may recommend strategies such as options, margin and short sales.
Noteworthy distinctions for a small, solo advisory firm include that the firm’s principal is a licensed insurance agent and the firm offers commissionable insurance products, a potential conflict the brochure discloses while noting clients are not required to implement recommendations through the firm. TFSC’s business model emphasizes referral relationships and access to third‑party managers and alternative investments rather than providing discretionary portfolio management for individual client accounts.
Client services
Expertise
Fee options
$750 to $50,000 fixed fee for financial planning services
All Assets+: 1.10% (TFSC's fee) plus 0.55% (third party's fee), total 1.65% annually
$200 to $400 per hour for financial planning services
Main office
Rose Hill KS
Advisors at this office
1
Most active in
Kansas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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