A complete list of active advisors currently associated with TradeWinds, LLC

Warmer can help you find a great advisor at TradeWinds, LLC or one who fits your needs even better.

TradeWinds serves individual investors—including high‑net‑worth clients—as well as retirement plans, small businesses, and corporations, providing discretionary wealth management and comprehensive financial planning services. Financial planning is frequently bundled with ongoing investment management and the firm also advises on held‑away assets and employer‑sponsored plan accounts on a non‑discretionary basis when appropriate. Portfolios are implemented through custom, proprietary strategies that typically combine individual equities, mutual funds, and ETFs, with TradeWinds exercising discretion over trading for most client accounts. The firm uses a range of analytical approaches (including charting, technical and fundamental analysis, cyclical analysis, and modern portfolio theory) and documents client suitability factors such as risk tolerance, liquidity needs, and time horizon before making allocation decisions. TradeWinds’ brochure and materials reference third‑party ratings and advertised historical performance results, directing readers to its website (www.tradewinds.global) and its SEC adviser profile (CRD No. 316415) for additional information. Distinctive operational features include an employee profit‑interest ownership structure via TradeStone Holdings, explicit ERISA 3(21)/3(38) fiduciary services for retirement plans, and a recent, deliberate removal of Digital Assets from its offered services.

To learn more about the advisors currently working at TradeWinds, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.