A complete list of active advisors currently associated with TRICAPITAL Wealth Management, Inc.
Warmer can help you find a great advisor at TRICAPITAL Wealth Management, Inc. or one who fits your needs even better.
TriCapital Wealth Management provides investment management and financial planning for individual clients (including high-net-worth individuals) as well as business entities, retirement plans, foundations, estates, and trusts. Services described in the brochure include portfolio management, comprehensive financial planning, estate and tax coordination, retirement analysis, and business/employee benefits planning. The firm emphasizes a personalized wealth-management process that begins with an exploratory meeting and detailed data gathering, followed by ongoing discretionary portfolio management, periodic reviews (at least semi‑annually), and use of a proprietary Retirement Funding Score to track progress. Investment strategies draw from mutual funds, ETFs, individual equities, fixed income, and may include margin/borrowing in managed accounts; accounts are managed both as wrap programs and as transaction‑based (non‑wrap) portfolios. TriCapital’s business model includes several less-common features for a supported firm: its advisors are also registered representatives of a broker‑dealer (Osaic) and hold insurance licenses, so implementation can occur through brokerage or insurance channels and related compensation may be received separately from advisory fees. The firm offers an all‑inclusive wrap fee program through its broker‑dealer affiliation, permits the use of borrowing/margin in client accounts, and accepts standing letters of authorization (resulting in limited custody arrangements), all of which distinguish its operational and implementation options from many peers.
To learn more about the advisors currently working at TRICAPITAL Wealth Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Charlotte, NC
| 7
| |
Charlotte, NC
| 2
| |
Charlotte, NC
| 35
|
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