Triple Crown Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Triple Crown Wealth Management is a fee-based investment adviser that primarily serves individual clients through discretionary asset management and related financial planning services. The firm reports about $14.3 million in regulatory assets under management across roughly 217 client relationships and charges advisory fees based on a percentage of assets under management.
The firm builds client-tailored portfolios using fundamental and technical analysis, typically performs account reviews quarterly (with more frequent reviews as market conditions dictate), and allows clients to impose written investment restrictions. TCWM discloses it manages certain accounts under an advisor master agreement with a third-party custodian and outlines common investment risks and limits on proxy voting in its brochure.
Distinctive features disclosed in the brochure include an affiliation with an insurance agency owned by the firm’s managing member, who is a licensed insurance agent and spends most of his time in that insurance practice; the brochure acknowledges the resulting conflict of interest and describes disclosure and mitigation measures. The firm also indicates it does not focus on high‑net‑worth clients and discloses the use of testimonials in its advertising, both of which are less common among comparable supported firms.
Client services
Expertise
Fee options
$0 - $2,500,000: 1.00% annually Over $2,500,000+: 0.75% annually
Commissions may be earned on insurance products sold by representatives, separate from advisory fees.
Fee-only: Annual investment advisory fee based on assets under management: 1.00% for assets up to $2,500,000; 0.75% for assets over $2,500,000. This is a tiered fee schedule, but the entire portfolio is charged the same asset management fee based on the tier the total assets fall into.
Main office
1792 Alysheba Way, Suite 100
Lexington KY 40509
Advisors at this office
2
Most active in
Kentucky · Ohio · Tennessee · Virginia · West Virginia
Also doing business as
Lexington Financial Advisors, LLC · Triple Crown Wealth Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Aaron S
Series 65
Lexington, KY
Triple Crown Wealth Management
Aaron Stelter is a financial advisor at Triple Crown Wealth Management in Lexington, KY, holding a Series 65 designation with two years of industry experience. He has worked at Lexington Financial and Lexington Financial Advisors since 2021 and previously spent three years at The Press and six years at Stelter Academy. Outside of advising, Aaron also works part-time as an insurance agent with Lexington Financial. Triple Crown Wealth Management provides discretionary asset management and investment advice primarily to individual clients, combining fundamental and technical analysis to tailor portfolios according to client goals and risk tolerance. The firm performs at least quarterly account reviews and serves a client base concentrated among non–high-net-worth individuals.
Jason S
Series 65
Lexington, KY
Triple Crown Wealth Management
Jason Stelter is a financial advisor at Triple Crown Wealth Management with eight years of industry experience. He holds a Series 65 designation and has worked with Lexington Financial Advisors, LLC since 2017 and Lexington Financial, LLC since 2011, where he also serves as President. In addition to his advisory role, Stelter is a licensed insurance agent and dedicates significant time to managing insurance services for clients. Triple Crown Wealth Management provides discretionary asset management and investment advice primarily to individual clients. The firm combines fundamental and technical analysis to tailor portfolios according to client goals, with regular account reviews and options for written investment restrictions.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)