Uhlmann Investment Management, L.L.C.

Terry Finkel is a financial advisor with Uhlmann Investment Management, L.L.C. in Skokie, IL, holding a Series 63 designation and bringing 40 years of industry experience. He has been with Uhlmann Investment Management and its affiliated firm Uhlmann Price Securities since 2012. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management services to individual, institutional, and trust clients, using fundamental analysis and long-term asset allocation to tailor portfolios. The firm employs a mix of stocks, bonds, ETFs, mutual funds, and alternatives, utilizing both in-house and third-party managers to meet client objectives.

Matthew Barbera is a financial advisor with Uhlmann Investment Management, L.L.C., holding Series 63, 65, and 66 licenses and having 31 years of industry experience. His prior work includes roles at Resources Investment Advisors, Royal Alliance Associates, and LPL Financial. He also serves as Vice President of Retirement Plans at Veritas Retirement Consultants, focusing on retirement plan sales and service. Uhlmann Investment Management offers discretionary and non-discretionary portfolio management services to individuals, institutions, and trusts, employing a fundamental analysis and long-term asset allocation approach across a variety of asset classes. The firm combines internally managed portfolios with third-party advisor programs and managed-account solutions.

Maureen Mackowski is an investment advisor with Uhlmann Investment Management, L.L.C., holding Series 63 and Series 65 credentials and over 46 years of industry experience. Her prior roles include positions at Lincoln Financial Advisors Corp and C2C Wealth Management, LLC. She is also a board member of LS BioPath, a company developing medical devices for breast cancer surgery. Uhlmann Investment Management offers discretionary and non-discretionary portfolio management to individuals, institutions, and trusts, utilizing a fundamental analysis and long-term asset allocation approach that incorporates stocks, bonds, ETFs, and alternative investments tailored to clients’ risk profiles.

Thomas Langer is a financial advisor at Uhlmann Investment Management, LLC with 13 years of industry experience. He holds the Series 66 designation and has previously worked at Raymond James Financial Services and LPL Financial. Outside of his advisory role, he is president of Langer Wealth Solutions and CEO of Langer Wealth Strategies. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management to individuals, institutions, and trusts, using a fundamental analysis and long-term asset allocation approach. The firm offers a range of managed-account solutions and incorporates alternative investments and third-party managers in client portfolios.

Lawrence Doody is a financial advisor with Uhlmann Investment Management, L.L.C. in Skokie, IL. He holds Series 63 and Series 65 designations and has 38 years of industry experience. Doody has been with Uhlmann Investment Management and its affiliated firm Uhlmann Price Securities since 2013. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management services to individuals, institutions, and trusts, offering a range of managed-account solutions that combine fundamental analysis with long-term asset allocation across various asset classes.

William Lillwitz is a Certified Financial Planner® with 29 years of industry experience. He currently works at Uhlmann Investment Management, LLC and has prior experience at firms including Uhlmann Price Securities, Avellino Financial Advisors, Forest Securities, and Tradestation Securities. He serves as a FINRA arbitrator and operates a separate business, Lillwitz Financial, LLC, which is not investment related. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management services to individuals, institutions, and trusts, with an investment approach focused on fundamental analysis and long-term asset allocation. The firm offers a range of managed account solutions and incorporates third-party managers, tailoring portfolios to clients’ objectives and risk tolerance.

Michael Dunne is a financial advisor with Uhlmann Investment Management, L.L.C., holding a Series 66 designation and bringing 36 years of industry experience. His prior roles include positions at Avellino Financial Advisors, Inc., Native Tribal Alliance, LLC, Quegh Ke Holdings, Inc., and Forest Securities, Inc. He has been with Uhlmann Investment Management since 2022 and also maintains affiliations with Uhlmann Price Securities, LLC. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management services to individuals, institutions, and trusts, focusing on fundamental analysis and long-term asset allocation. The firm offers UIM-managed portfolios, third-party advisor programs, and managed-account solutions designed to align with clients’ objectives and risk profiles.

Michael Dillon is a financial advisor with Uhlmann Investment Management, L.L.C. He holds Series 63 and Series 65 designations and has 36 years of experience in the industry. His career includes roles at Uhlmann Price Securities since 2011, Wells Fargo Advisors since 2009, and David A. Noyes & Company since 1994. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management to individual, institutional, and trust clients, including high-net-worth individuals. The firm’s investment approach is based on fundamental analysis and long-term asset allocation, offering a mix of stocks, bonds, ETFs, mutual funds, and alternatives tailored to clients’ objectives and risk tolerance.

Alan Konn is a financial advisor with Uhlmann Investment Management, L.L.C., holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has worked at UPS Holdings, LLC, Alternative Investment Services, LLC, and Uhlmann Price Securities, LLC. Outside of his advisory role, he is a managing member and significant owner of ARK Investors Fund LLC and a member of Hamlet's House LLC, which focuses on producing children's content, and serves on the board of an aircraft supply and maintenance company. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management to individuals, institutions, and trusts, using fundamental analysis and long-term asset allocation to build portfolios that include stocks, bonds, ETFs, mutual funds, and alternative investments. The firm operates as a subsidiary of Uhlmann Price Securities and integrates advisory and brokerage capabilities with third-party manager programs.

Vernon Armour is a financial advisor with Uhlmann Investment Management, LLC in Skokie, Illinois. He holds Series 63 and Series 65 designations and has 34 years of industry experience. He has been with Uhlmann Price Securities since 2007. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management to individuals, institutions, and trusts. The firm’s investment approach centers on fundamental analysis and long-term asset allocation, offering diversified portfolios that include stocks, bonds, ETFs, mutual funds, and alternatives, tailored to client objectives and risk tolerance.

Gordon Fallone is a financial advisor with Uhlmann Investment Management, L.L.C. in Skokie, IL, holding Series 63 and Series 65 credentials and possessing 36 years of industry experience. His prior work includes positions at Robertson Stephens Advisors and Robertson Stephens Securities. Outside of his advisory role, he serves as a board member for Swyft, Inc. and Waverly AV LLC, and is a co-founder and managing partner of OnPoint Analytics Capital Partners, an alternative investments advisory firm. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management to individuals, institutions, and trusts, utilizing a fundamental analysis approach focused on long-term asset allocation. The firm offers managed portfolios and third-party advisor programs, combining traditional and alternative investments tailored to client objectives and risk profiles.

James Kozak is a financial advisor with Uhlmann Investment Management, L.L.C., holding Series 63 and Series 65 credentials and over 33 years of industry experience. His prior roles include positions at Uhlmann Price Securities, LLC and Robertson Stephens Advisors LLC. Outside his advisory work, he serves on the board of a travel nursing staffing business and is active in real-estate focused investments through his own firm. Uhlmann Investment Management provides portfolio management services to individuals, institutions, and trusts, emphasizing fundamental analysis and long-term asset allocation. The firm offers a range of managed-account solutions incorporating stocks, bonds, ETFs, and alternatives, and operates through an affiliated broker-dealer enabling integrated execution and fee-sharing arrangements.

James Baer is a financial advisor with Uhlmann Investment Management, L.L.C., holding a Series 66 designation and bringing 26 years of industry experience. His work history includes positions at UPS Holdings, LLC and Alternative Investment Services, LLC, alongside his long-term role at Uhlmann Price Securities, LLC. He also serves as a FINRA arbitrator. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management to individuals, institutions, and trusts, focusing on fundamental analysis and long-term asset allocation. The firm offers a range of managed portfolios and third-party advisor programs, incorporating various asset classes and client-specific restrictions.

Michael Herrmann is a financial advisor with Uhlmann Investment Management, L.L.C. He holds Series 63 and Series 66 licenses and has 39 years of industry experience. Prior to joining Uhlmann Price Securities in 2020, he worked at Wells Fargo Clearing and Wells Fargo Advisors LLC from 2009 to 2020. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management to individuals, institutions, and trusts, emphasizing fundamental analysis and long-term asset allocation. The firm offers a range of managed-account solutions and incorporates third-party managers and client-directed restrictions in its investment approach.