Uhlmann Investment Management, L.L.C.

Terry Finkel is a financial advisor with Uhlmann Investment Management, L.L.C. in Skokie, IL, holding a Series 63 designation and bringing 40 years of industry experience. He has been with Uhlmann Investment Management and its affiliated firm Uhlmann Price Securities since 2012. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management services to individual, institutional, and trust clients, using fundamental analysis and long-term asset allocation to tailor portfolios. The firm employs a mix of stocks, bonds, ETFs, mutual funds, and alternatives, utilizing both in-house and third-party managers to meet client objectives.

Matthew Barbera is a financial advisor with Uhlmann Investment Management, L.L.C. He holds Series 63, 65, and 66 licenses and has 31 years of industry experience. Prior to joining Uhlmann in 2026, he worked at Resources Investment Advisors, Royal Alliance Associates, and LPL Financial. Outside of his advisory role, he serves as Vice President of Retirement Plans at Veritas Retirement Consultants. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management to individuals, institutions, and trusts, using a fundamental analysis and long-term asset allocation approach. The firm offers a range of managed-account solutions and incorporates third-party managers and custodial model programs tailored to clients' objectives and risk tolerance.

Maureen Mackowski is an investment advisor with Uhlmann Investment Management, L.L.C., holding Series 63 and Series 65 credentials and over 46 years of industry experience. Her prior roles include positions at Lincoln Financial Advisors Corp and C2C Wealth Management, LLC. She is also a board member of LS BioPath, a company developing medical devices for breast cancer surgery. Uhlmann Investment Management offers discretionary and non-discretionary portfolio management to individuals, institutions, and trusts, utilizing a fundamental analysis and long-term asset allocation approach that incorporates stocks, bonds, ETFs, and alternative investments tailored to clients’ risk profiles.

Thomas Langer is a financial advisor at Uhlmann Investment Management, LLC with 13 years of industry experience. He holds a Series 66 designation and has worked previously at Raymond James Financial Services Advisors, Inc. and LPL Financial LLC. Outside of his advisory role, he is involved as an owner and officer in private business ventures including a financial planning support company. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management services to individuals, institutions, and trusts, employing fundamental analysis and long-term asset allocation. The firm offers a range of managed portfolio solutions, including use of third-party managers and customized account restrictions.

Lawrence Doody is a financial advisor at Uhlmann Investment Management, L.L.C. in Palm Desert, CA, with 38 years of industry experience. He has been with Uhlmann Investment Management and its affiliated firm, Uhlmann Price Securities, LLC, since 2013. He holds the Series 63 and Series 65 designations. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management services to individual, high-net-worth, institutional clients, and trusts. The firm uses a fundamental analysis and long-term asset allocation approach, offering portfolios that combine stocks, bonds, ETFs/mutual funds, and alternatives, and employs third-party managers and custodial model programs.

William Lillwitz is a financial advisor at Uhlmann Investment Management, L.L.C. in Skokie, IL, holding CFP® and Series 63 credentials with 29 years of industry experience. His prior roles include positions at Uhlmann Price Securities, LLC, Avellino Financial Advisors, Inc., and Forest Securities, Inc. He also serves as a FINRA Arbitrator and operates Lillwitz Financial, LLC, a non-investment-related business. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management services to individuals, institutions, and trusts, emphasizing fundamental analysis and long-term asset allocation. The firm offers a range of managed account solutions combining stocks, bonds, ETFs, and alternatives, and operates as a subsidiary of Uhlmann Price Securities, L.L.C.

Michael Dunne is a financial advisor at Uhlmann Investment Management, LLC with 37 years of industry experience. He holds a Series 66 designation and has worked at several firms including Avellino Financial Advisors, Inc., Forest Securities, Inc., and Uhlmann Price Securities, LLC. He has also been involved with Native Tribal Alliance, LLC and Quegh Ke Holdings, Inc. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management to individuals, institutions, and trusts, utilizing a fundamental analysis and long-term asset allocation approach. The firm offers a range of managed-account solutions incorporating stocks, bonds, ETFs, and alternative investments, and allows client-specific restrictions on holdings.

Damian Ferguson is a financial advisor at Uhlmann Investment Management, LLC with three years of industry experience. He holds the Series 63 and Series 66 designations. Prior to joining Uhlmann, he worked at Fidelity Investments and also has experience with Jax Federal Credit Union and Florida State College at Jacksonville. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management to individuals, institutions, and trusts, focusing on a fundamental analysis and long-term asset allocation approach. The firm offers various managed-account solutions and employs a mix of asset classes tailored to clients’ objectives and risk tolerance.

Michael Dillon is a financial advisor with Uhlmann Investment Management, L.L.C. He holds Series 63 and Series 65 designations and has 36 years of experience in the industry. His career includes roles at Uhlmann Price Securities since 2011, Wells Fargo Advisors since 2009, and David A. Noyes & Company since 1994. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management to individual, institutional, and trust clients, including high-net-worth individuals. The firm’s investment approach is based on fundamental analysis and long-term asset allocation, offering a mix of stocks, bonds, ETFs, mutual funds, and alternatives tailored to clients’ objectives and risk tolerance.

Alan Konn is a financial advisor with Uhlmann Investment Management, L.L.C., holding Series 63 and Series 65 licenses and bringing 40 years of industry experience. He has worked at UPS Holdings, LLC, Alternative Investment Services, LLC, and Uhlmann Price Securities, LLC. Outside of his advisory role, he is a managing member and significant owner of ARK Investors Fund LLC and a member of Hamlet's House LLC, which focuses on producing children's content, and serves on the board of an aircraft supply and maintenance company. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management to individuals, institutions, and trusts, using fundamental analysis and long-term asset allocation to build portfolios that include stocks, bonds, ETFs, mutual funds, and alternative investments. The firm operates as a subsidiary of Uhlmann Price Securities and integrates advisory and brokerage capabilities with third-party manager programs.

Vernon Armour is a financial advisor at Uhlmann Investment Management, L.L.C. with 34 years of industry experience. He has been with Uhlmann Price Securities since 2007. Vernon holds Series 63 and Series 65 licenses. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management services to individuals, institutions, and trusts, focusing on fundamental analysis and long-term asset allocation. The firm offers a range of portfolio solutions including UIM-managed portfolios, third-party advisor programs, and managed-account options, often incorporating diverse asset classes and client-specific restrictions.

Gordon Fallone is a financial advisor at Uhlmann Investment Management, L.L.C. with 37 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Robertson Stephens Advisors and Robertson Stephens Securities. Outside of his advisory role, Fallone is a co-founder and managing partner of OnPoint Analytics Capital Partners and serves on the boards of Swyft, Inc. and Waverly AV Management, LLC. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management to individuals, institutions, and trusts, focusing on fundamental analysis and long-term asset allocation. The firm’s offerings include managed portfolios and third-party advisor programs that combine stocks, bonds, ETFs, mutual funds, and alternative investments.

James Kozak is a financial advisor with Uhlmann Investment Management, L.L.C., holding Series 63 and Series 65 credentials and over 33 years of industry experience. His prior roles include positions at Uhlmann Price Securities, LLC and Robertson Stephens Advisors LLC. Outside his advisory work, he serves on the board of a travel nursing staffing business and is active in real-estate focused investments through his own firm. Uhlmann Investment Management provides portfolio management services to individuals, institutions, and trusts, emphasizing fundamental analysis and long-term asset allocation. The firm offers a range of managed-account solutions incorporating stocks, bonds, ETFs, and alternatives, and operates through an affiliated broker-dealer enabling integrated execution and fee-sharing arrangements.

James Baer is a financial advisor at Uhlmann Investment Management, L.L.C. in Chicago, IL, with 26 years of industry experience. He holds a Series 66 designation and has worked at Uhlmann Price Securities, LLC since 2000, as well as Alternative Investment Services, LLC and UPS Holdings, LLC. Baer also serves as a FINRA arbitrator. Uhlmann Investment Management offers discretionary and non-discretionary portfolio management for individual, institutional, and trust clients. The firm employs a fundamental analysis and long-term asset allocation approach, using a mix of stocks, bonds, ETFs, mutual funds, and alternative investments tailored to clients’ objectives and risk tolerance.

Michael Herrmann is a financial advisor at Uhlmann Investment Management, L.L.C. with 39 years of industry experience. He holds Series 63 and Series 66 designations and has worked previously at Uhlmann Price Securities, Wells Fargo Clearing, and Wells Fargo Advisors LLC. Herrmann is based in Skokie, Illinois. Uhlmann Investment Management provides discretionary and non-discretionary portfolio management services to individuals, institutions, and trusts, employing a fundamental analysis and long-term asset allocation approach. The firm offers managed portfolios, third-party advisor programs, and managed-account solutions, integrating a mix of asset classes and allowing client-imposed restrictions.