Jacksonville, FL Office

Uhlmann Investment Management provides discretionary and non-discretionary portfolio management to individual (including high-net-worth) clients, institutions, and trusts, generally through custodians such as RBC Clearing & Custody and Schwab Advisor Services. Its advisory offerings include UIM-managed portfolios, third‑party advisor managed programs, and various managed-account solutions (e.g., UMAS, wrap-style programs) rather than a standalone financial planning product.

The firm describes an investment process grounded primarily in fundamental analysis and long-term asset allocation, matching portfolios to clients’ stated objectives and a range of risk‑tolerance profiles; portfolios typically mix stocks, bonds, ETFs/mutual funds and, when appropriate, alternatives such as commodity indices, managed futures, REITs or private equity. UIM also uses third‑party managers and custodial model programs, and allows client‑imposed restrictions or exclusions on specific accounts or holdings.

UIM is structured as a subsidiary of Uhlmann Price Securities, L.L.C., and the brochure discloses that all UIM advisors are also registered representatives of that affiliated broker‑dealer, permitting use of the broker‑dealer for execution and shared fee arrangements with third‑party managers. The firm also serves as managing member of a feeder fund that invests in limited‑partnership interests, a relationship and referral/fee‑sharing model that distinguishes it from many peers while the brochure does not present a separate standalone financial planning service.