A complete list of active advisors currently associated with UHY Wealth Management RIA LLC

Warmer can help you find a great advisor at UHY Wealth Management RIA LLC or one who fits your needs even better.

UHY Wealth Management RIA, LLC is an SEC-registered advisory firm that provides wealth management and pension consulting to a client mix that includes individuals, retirement plans, trusts, estates, corporations and other entities. The five-advisor team reports approximately $102.6 million in total assets under management across about 89 client relationships, with roughly $45.0 million managed on a discretionary basis and $57.6 million non-discretionary. The firm develops individualized investment policies through personal discussions to establish objectives, time horizons, risk tolerances and liquidity needs, and typically implements portfolios on a discretionary basis consistent with those objectives. UHY’s investment analysis includes both fundamental and technical approaches, and the brochure notes the potential for frequent trading strategies and additional non-securities advice such as tax, estate, and succession planning and participant education for plan sponsors. UHY is owned by a parent that includes a limited-purpose broker-dealer and an insurance agency and is affiliated with a licensed CPA firm, and the brochure describes specific policies to address related conflicts of interest. Notably, the firm excludes from advice and fee calculations securities tied to audit clients of the affiliated CPA firm (termed “Independence Securities”), discloses that some associates are registered representatives of an unaffiliated broker-dealer and licensed insurance agents of an affiliate, and does not accept proxy-voting authority for client accounts.

To learn more about the advisors currently working at UHY Wealth Management RIA LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.