UHY Wealth Management RIA LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$386,094,621
Clients
513
Advisors
11
across 3 offices
About
UHY Wealth Management RIA LLC provides wealth management and pension consulting to a mix of individuals, retirement plans, trusts, estates, and institutional clients. Its services include both discretionary and non‑discretionary portfolio management, development of personalized investment policies, and plan‑sponsor support such as investment option selection and participant education for defined‑contribution plans.
The firm establishes client objectives through personal discussions and constructs portfolios using fundamental and technical analysis across equities, fixed income, ETFs and other vehicles, with client restrictions accommodated in writing. UHY typically bills on a percentage‑of‑assets basis (while retaining the ability to negotiate alternative fee arrangements) and excludes identified “Independence Securities” from fee calculations when required.
UHY’s corporate structure is distinctive for its affiliations: it is a subsidiary of UHY Parent and is affiliated with a limited‑purpose broker‑dealer, an insurance agency, and a licensed CPA/audit firm (UHY LLP), and the brochure describes related conflicts and operational limits arising from those relationships. Because of the audit‑affiliated relationship, the firm will not provide advice on securities of UHY LLP audit clients (so‑called “Independence Securities”); the brochure also discloses that UHY oversees a greater amount of non‑discretionary assets than discretionary assets and does not accept proxy‑voting authority for client accounts.
Client services
Expertise
Fee options
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $1,500,000: 1.10% $1,500,001 - $3,000,000: 1.00% Over $3,000,000+: 0.90%
Negotiable on a client-by-client basis
Main office
See office12900 Hall Road, Ste 417
Sterling Heights MI 48313
Advisors at this office
5
Offices (3)
Most active in
Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Amal H
Series 66
San Diego, CA
UHY Wealth Management RIA LLC
Amal Hagisufi is a financial advisor at UHY Wealth Management RIA LLC with 10 years of industry experience. He holds a Series 66 designation and has worked at firms including Edward Jones, Prudential Insurance Company of America, and LPL Enterprise. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients. The firm offers discretionary and non-discretionary portfolio management and develops personalized investment policies based on fundamental and technical analysis.
Kevin S
Series 63, Series 65, Series 66
Sterling Heights, MI
UHY Wealth Management RIA LLC
Kevin Stempin is a financial advisor with UHY Wealth Management RIA LLC, holding Series 63, Series 65, and Series 66 designations and has 27 years of industry experience. He has been affiliated with John Hancock Distributors LLC and John Hancock since 2008. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients. The firm uses fundamental and technical analysis to construct portfolios and offers both discretionary and non-discretionary portfolio management along with plan-sponsor support.
Joshua V
Series 63, Series 65
Sterling Heights, MI
UHY Wealth Management RIA LLC
Joshua Vandergraaff is a financial advisor with UHY Wealth Management RIA LLC, holding Series 63 and Series 65 credentials and 11 years of industry experience. His prior firms include Vertrix Wealth Management, Greystone Financial Group, and Prudential Insurance Company of America. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients. The firm offers both discretionary and non-discretionary portfolio management, personalized investment policies, and plan-sponsor support, employing fundamental and technical analysis across various asset classes.
Norbert M
ChFC®, Series 63
Sterling Heights, MI
UHY Wealth Management RIA LLC
Norbert Martz III is a ChFC® credentialed financial advisor at UHY Wealth Management RIA LLC with 12 years of industry experience. His prior roles include positions at Prudential Insurance Company of America, Pruco Securities, LLC, and LPL Enterprise. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients, using a blend of fundamental and technical analysis to construct portfolios tailored to client objectives.
Michael S
Series 65
Sterling Heights, MI
UHY Wealth Management RIA LLC
Michael Sherman is a financial advisor with UHY Wealth Management RIA LLC, holding a Series 65 designation and beginning his advisory career in 2023. Prior to joining UHY, he gained diverse experience in roles at Seraph, Driveline, and College Hunks, as well as service positions at several clubs. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients. The firm develops personalized investment policies and constructs portfolios using fundamental and technical analysis across multiple asset types, accommodating client restrictions in writing.
Felicity D
Series 66
San Diego, CA
UHY Wealth Management RIA LLC
Felicity Di Pisa is a financial advisor at UHY Wealth Management RIA LLC with 12 years of industry experience. She holds the Series 66 designation and has worked previously at LPL Enterprise, copower, California Choice, and Prudential Insurance Company of America. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients. The firm combines fundamental and technical analysis to construct portfolios tailored to client objectives and restrictions.
Ryan H
Series 63, Series 65
Auburn Hills, MI
UHY Wealth Management RIA LLC
Ryan Howarth is a financial advisor with UHY Wealth Management RIA LLC, holding Series 63 and Series 65 licenses and bringing 13 years of industry experience. Prior to joining UHY in 2026, he worked with LPL Enterprise and Prudential Insurance Company of America. Outside of his advisory work, Howarth is the founder and owner of Summit Financial Partners. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients. The firm uses fundamental and technical analysis to build portfolios across multiple asset classes while accommodating client restrictions.
Daniel L
Series 63, Series 65
Sterling Heights, MI
UHY Wealth Management RIA LLC
Daniel Laginess is a financial advisor at UHY Wealth Management RIA LLC with 28 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at Corecap Advisors, CoreCap Investments, and Equitable Advisors. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients. The firm develops personalized investment policies and offers both discretionary and non-discretionary portfolio management, using fundamental and technical analysis across multiple asset classes.
Trevor C
Series 63, Series 65
Auburn Hills, MI
UHY Wealth Management RIA LLC
Trevor Cope is a financial advisor at UHY Wealth Management RIA LLC with 10 years of industry experience. He holds Series 63 and Series 65 licenses. His prior experience includes roles at LPL Enterprise and Pruco Securities, LLC, and he has been associated with Prudential Insurance Company of America since 2015. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients. The firm employs fundamental and technical analysis to develop personalized investment policies and offers both discretionary and non-discretionary portfolio management.
Shaun E
Series 66
San Diego, CA
UHY Wealth Management RIA LLC
Shaun Edusada is a financial advisor with UHY Wealth Management RIA LLC, holding a Series 66 designation and five years of industry experience. His prior roles include positions at Osaic Wealth, LPL Enterprise, and Prudential Insurance Company of America. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients. The firm develops personalized investment policies and offers portfolio management and plan-sponsor support, incorporating both fundamental and technical analysis across various asset classes.
Lydia T
Series 63, Series 65
Auburn Hills, MI
UHY Wealth Management RIA LLC
Lydia Teeple is a financial advisor with UHY Wealth Management RIA LLC, holding Series 63 and Series 65 licenses and eight years of industry experience. Her career includes roles at Osaic Wealth, LPL Enterprise, and Prudential Insurance Company of America. Outside of her advisory work, she engages in reselling clothing on Depop and occasionally works with food delivery through DoorDash. UHY Wealth Management RIA LLC provides wealth management and pension consulting services to individuals, retirement plans, trusts, estates, and institutional clients. The firm uses a combination of fundamental and technical analysis to construct portfolios tailored to client objectives and restrictions.
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