Union Grove Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Union Grove Capital, LLC is registered as an investment manager that, according to its brochure, offers discretionary asset management and financial planning services. The brochure describes ongoing asset management using model portfolios from a third‑party model marketplace and a range of consulting and ongoing planning engagements for individuals and high‑net‑worth clients.
The firm manages accounts on a discretionary basis and explicitly uses model portfolios available through a third‑party platform (Altruist LLC’s Model Marketplace); it also may appoint and rely on third‑party money managers and grant them discretionary authority, including further delegation. Its stated methods of analysis include fundamental and technical analysis, modern portfolio theory, Monte Carlo and cyclical analysis, and strategies may include long‑ and short‑term positions and options trading.
Distinctive aspects disclosed in the brochure include an affiliated insurance business (Union Grove Legacy, LLC) under common ownership through which personnel offer insurance products for separate, commission‑based compensation, and the firm’s practice of selecting other advisers to manage client assets — both features that are uncommon among peers. The firm also maintains an institutional relationship with its custodian/platform (Altruist) that provides technology and other support contingent on asset thresholds, a relationship the brochure identifies as creating economic incentives to use that platform.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Business ownership considerations
Options & derivatives strategies
Occupation focus
Executive
Founder/Business Owner
Fee options
Consultation Services: flat fee between $3,000 and $25,000; Ongoing Financial Planning: monthly fees generally between $250 and $1,500
$0 - $1,000,000: 1.00% annually $1,000,000.01 - $5,000,000: 0.75% annually $5,000,000.01 - $10,000,000: 0.50% annually $10,000,000.01 - $25,000,000: 0.40% annually $25,000,000.01 - $50,000,000: 0.30% annually $50,000,000.01 - $100,000,000: 0.25% annually Over $100,000,000+: 0.20% annually
Account minimum: $750,000 Fee-only: Consultation Services: flat fee between $3,000 and $25,000; Ongoing Financial Planning: $250 to $1,500 per month
Main office location
Union Grove Capital, LLC
Tampa FL, United States
Number of offices
1
Most active in
Union Grove Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
Instagram
YouTube
Website
813-331-5767
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