Upholdings
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Upholdings primarily serves high‑net‑worth individuals through discretionary portfolio management and separate account services, and also provides guidance on retirement plan rollovers and tailored investment solutions. The firm delivers services under written investment advisory agreements and executes trading through custodians such as Interactive Brokers and Altruist Financial.
The investment approach centers on fundamental bottom‑up research, a rigorous valuation discipline, and a long‑term horizon, with an emphasis on risk management and client‑specific customization. Upholdings conducts regular rebalancing, seeks to minimize investment‑related taxes, and requests detailed financial information (net worth statements, tax returns, and outside holdings) during onboarding to align portfolios with each client’s objectives and liquidity needs.
Noteworthy for a firm of its size, Upholdings has a passive minority owner with material interests in a separate investment adviser/private funds manager, while disclosing that it does not recommend those affiliated funds — an affiliation that is relatively uncommon among peers. The firm operates with a small advisory team and a limited number of client relationships, leaves proxy voting to clients rather than voting on their behalf, and reported approximately $51.3 million in discretionary assets under management in its most recent Brochure.
Client services
Expertise
Fee options
Annual flat fee ranges from $7,000 to $50,000
0.6% annually
Minimum fee: Annual flat fee ranges from $7,000 to $50,000
Main office
See office1030 16th Ave S, 2nd Floor #50
Nashville TN 37212
Advisors at this office
1
Offices (2)
Most active in
California · South Carolina · Tennessee · Texas
Also doing business as
Upholdings · Upholdings Group LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Robert C
Series 65
Nashville, TN
Upholdings
Robert Cantwell is a financial advisor at Upholdings with five years of industry experience. He holds a Series 65 credential and has worked at Upholdings Group LLC since 2019, following five years at Everlane Inc. Upholdings primarily serves high-net-worth individuals through discretionary portfolio management and customized investment solutions, focusing on fundamental bottom-up research, valuation discipline, and risk management. The firm manages approximately $51.3 million in discretionary assets and emphasizes client-specific customization and tax minimization.
Roman P
Series 65
Charleston, SC
Upholdings
Roman Puglise is a financial advisor at Upholdings with a Series 65 designation and three years of industry experience. He previously worked at Mariner Wealth Advisors and United Bank. Outside of finance, he plays professional lacrosse in the Premier Lacrosse League during the season. Upholdings primarily serves high-net-worth individuals through discretionary portfolio management and tailored investment solutions, employing a fundamental bottom-up research approach with a focus on risk management and client-specific customization.
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