U
Upland Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,527,855
Clients
8
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
LowAverage account size
$1,190,982
About
Upland Capital Management, LLC is a small independent registered investment adviser that provides discretionary portfolio management and investment consultation to individuals as well as institutions, including pensions, trusts, estates, charitable organizations, and corporations. As of December 31, 2024 the firm reported approximately $9.53 million in client assets under management across eight client relationships.
The firm follows a disciplined, Investment Policy Statement–driven process focused on absolute returns and a strategic balance among equities, fixed income, alternatives and cash, using fundamental and qualitative analysis alongside macroeconomic and technical inputs. Portfolios are assembled from a broad mix of investment proxies, reviewed regularly, and administered through an institutional custodial platform with quarterly performance reporting.
Compared with peers of similar size, Upland is notable for its longevity and the principal’s extensive institutional investment banking and proprietary trading background, and for maintaining formal education and experience standards (MBA or CFA designation or extended industry tenure) for personnel providing advice. The firm manages all client assets on a discretionary basis, does not accept performance-based fees, and relies on institutional brokerage and custody arrangements to support trading, reporting, and back-office functions.
Client services
Portfolio management
Selection of other advisers
Expertise
Wealth management
Fee options
$0 - $1,000,000: 1.0000% annually $1,000,001 - $1,500,000: 0.7500% annually $1,500,001+: 0.5000% annually
Minimum fee: Minimum annual fee of $5,000 ($1,250 quarterly), waivable at firm's discretion
Main office location
Upland Capital Management, LLC
Savannah GA, United States
Number of offices
1
Most active in
Upland Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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