A complete list of active advisors currently associated with Upland Capital Management, LLC

Warmer can help you find a great advisor at Upland Capital Management, LLC or one who fits your needs even better.

Upland Capital Management, LLC is a small independent registered investment adviser that provides discretionary portfolio management and investment consultation to individuals as well as institutions, including pensions, trusts, estates, charitable organizations, and corporations. As of December 31, 2024 the firm reported approximately $9.53 million in client assets under management across eight client relationships. The firm follows a disciplined, Investment Policy Statement–driven process focused on absolute returns and a strategic balance among equities, fixed income, alternatives and cash, using fundamental and qualitative analysis alongside macroeconomic and technical inputs. Portfolios are assembled from a broad mix of investment proxies, reviewed regularly, and administered through an institutional custodial platform with quarterly performance reporting. Compared with peers of similar size, Upland is notable for its longevity and the principal’s extensive institutional investment banking and proprietary trading background, and for maintaining formal education and experience standards (MBA or CFA designation or extended industry tenure) for personnel providing advice. The firm manages all client assets on a discretionary basis, does not accept performance-based fees, and relies on institutional brokerage and custody arrangements to support trading, reporting, and back-office functions.

To learn more about the advisors currently working at Upland Capital Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.