East Haddam, CT Office
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Upstart Wealth Management, LLC
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About
Upstart Wealth Management serves individual and high‑net‑worth clients, offering discretionary investment management, comprehensive financial planning, and optional tax preparation and filing services. The firm manages roughly $386 million across about 91 client households and maintains five offices.
Investment programs are customized through an asset‑allocation process and typically implemented using separately managed accounts, ETFs, mutual funds, and index‑based strategies, with an Independent Manager recommended for execution. For select clients the firm employs equity derivatives and short positions and permits borrowing in separately managed accounts to pursue tax‑managed long/short strategies or to adjust risk and yield profiles.
Compared with many peers, Upstart’s multi‑office footprint is uncommon for a firm of its size, and its explicit use of borrowing and derivatives inside separately managed accounts is relatively rare among supported advisers. The firm also integrates in‑house tax preparation (provided by CPAs and an Enrolled Agent) into its client services and leverages an affiliated equity‑compensation software resource, which creates operational capabilities that differ from many peers.
Based on Upstart Wealth Management, LLC
Location
East Haddam CT
Advisors at this office
1
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