A complete list of active advisors currently associated with Upstate Advisers Inc
Warmer can help you find a great advisor at Upstate Advisers Inc or one who fits your needs even better.
Upstate Advisers Inc. provides discretionary portfolio management and integrated financial planning to private clients and offers consulting and fiduciary services to sponsors of employer‑sponsored retirement plans. The firm is fee‑only and typically charges percentage‑of‑assets fees, and it includes comprehensive financial planning as part of the advisory relationship. The firm manages accounts directly or, for eligible clients, delegates day‑to‑day portfolio management to a registered sub‑adviser under a documented sub‑advisory arrangement while retaining overall responsibility and oversight. Portfolios are implemented with a long‑term, research‑based core‑and‑satellite approach that emphasizes broad diversification, low‑cost index vehicles (ETFs and index mutual funds), tax‑aware rebalancing, and accommodation of legacy or in‑kind holdings when appropriate. Distinctive features include the combination of individual wealth management with institutional retirement‑plan consulting and ERISA 3(21) fiduciary services, and the recent adoption (effective October 1, 2026) of an optional sub‑advisory arrangement with a third‑party manager for eligible private clients. The firm is organized with a small staffed structure and formal compliance and oversight policies rather than operating as a solo practitioner, and it maintains a relatively concentrated client base, which may affect the level of customization and oversight provided.
To learn more about the advisors currently working at Upstate Advisers Inc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Pittsford, NY
| 2
|
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