V
Valle Financial Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Valle Financial Group provides discretionary and non‑discretionary portfolio management and advisory services primarily to institutional clients, small businesses, and high‑net‑worth investors, and also offers administrative and consulting services to accounts and pooled vehicles. The firm reported no assets under management at inception and operates with a single registered investment professional and a small operational footprint.
The firm builds written investment policy statements and constructs customized asset allocations across equities, fixed income, options and alternative investments, drawing on third‑party macroeconomic research as well as in‑house due diligence. It also uses hedging and derivatives where appropriate, may accept performance‑based compensation from qualified clients, and makes consulting work available under fixed and hourly arrangements rather than only percentage‑of‑AUM billing.
Notably, the firm’s principal is dually registered as a broker‑dealer representative and the advisory practice may direct execution through that broker‑dealer, a relationship disclosed as a potential conflict of interest. The principal’s background includes experience building an emerging‑market bond desk and related industry affiliations, which the firm cites as part of its capabilities despite its current de‑novo status.
Client services
Portfolio management
Consulting services
Expertise
Private / alternative investments
Options & derivatives strategies
Concentrated stock management
Occupation focus
Founder/Business Owner
Executive
Fee options
Flat fee arrangements for administrative and consulting services, fees based on scope of project and approved by client
<$1,000,000 - $1,000,000: 2% $1,000,001 - $10,000,000: 1.25% $10,000,001 - $50,000,000: 1.00% >$50,000,001+: 0.50%
Standard hourly fee is $450.00 per hour; rates range from $450 to $1,000 per hour depending on service and personnel
Performance fees up to 20% of gains per quarter for qualified clients (minimum $1,000,000 AUM or $2,200,000 net worth) as defined by SEC Rule 205-3
Account minimum: $250,000 generally (initial investments of lesser amount may be accepted at Adviser's discretion) Fee-only: Hourly fees ranging from $450 to $1,000 per hour; standard hourly fee $450/hr; flat fees also possible for administrative services
Main office location
Valle Financial Group
8080 Nw 58 St
Doral FL 33166, United States
Number of offices
1
Most active in
Valle Financial Group has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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