Valle Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Valle Financial Group provides discretionary and non‑discretionary portfolio management and advisory services primarily to institutional clients, small businesses, and high‑net‑worth investors, and also offers administrative and consulting services to accounts and pooled vehicles. The firm reported no assets under management at inception and operates with a single registered investment professional and a small operational footprint.
The firm builds written investment policy statements and constructs customized asset allocations across equities, fixed income, options and alternative investments, drawing on third‑party macroeconomic research as well as in‑house due diligence. It also uses hedging and derivatives where appropriate, may accept performance‑based compensation from qualified clients, and makes consulting work available under fixed and hourly arrangements rather than only percentage‑of‑AUM billing.
Notably, the firm’s principal is dually registered as a broker‑dealer representative and the advisory practice may direct execution through that broker‑dealer, a relationship disclosed as a potential conflict of interest. The principal’s background includes experience building an emerging‑market bond desk and related industry affiliations, which the firm cites as part of its capabilities despite its current de‑novo status.
Client services
Expertise
Occupation focus
Fee options
Flat fee arrangements for administrative and consulting services, fees based on scope of project and approved by client
<$1,000,000 - $1,000,000: 2% $1,000,001 - $10,000,000: 1.25% $10,000,001 - $50,000,000: 1.00% >$50,000,001+: 0.50%
Standard hourly fee is $450.00 per hour; rates range from $450 to $1,000 per hour depending on service and personnel
Performance fees up to 20% of gains per quarter for qualified clients (minimum $1,000,000 AUM or $2,200,000 net worth) as defined by SEC Rule 205-3
Account minimum: $250,000 generally (initial investments of lesser amount may be accepted at Adviser's discretion) Fee-only: Hourly fees ranging from $450 to $1,000 per hour; standard hourly fee $450/hr; flat fees also possible for administrative services
Main office
8080 NW 58 St
Doral FL 33166
Advisors at this office
1
Most active in
Florida
Also doing business as
Valle Financial Group · Valle Financial Group Inc. · Valle Financial Group LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)