Cincinnati, OH Office

Vector serves individuals, business owners, trusts and estates, and pension and profit‑sharing plans, offering discretionary and limited non‑discretionary investment management, financial planning, and retirement plan consulting. The firm also recommends independent managers and, for accredited investors, private placement opportunities when consistent with client objectives.

Vector’s investment process is overseen by an Investment Committee and emphasizes a customized, iterative investment policy developed with clients through its proprietary Sojourn™ application rather than a survey‑driven risk questionnaire. Portfolios combine mutual funds, ETFs, individual securities, derivatives and independent managers, and the firm offers specialized services such as custom option overlay and hedging strategies for concentrated positions.

Distinctive features disclosed in the brochure include an affiliation with Arden Trust Company, providing an affiliated trustee option, and explicit institutional retirement plan work in which Vector can act as an ERISA fiduciary to plan sponsors. The firm also discloses its referral and marketing arrangements — including participation in the Schwab Advisor Network and payment to promoters — and documents written thresholds (a $500,000 account minimum and a suggested $250,000 minimum per concentrated position overlay) that reflect a primarily higher‑net‑worth and institutional client focus.