Newport Beach, CA Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Veracity Capital LLC
Team
Firm-wide stats for Veracity Capital LLC
About
Veracity Capital LLC provides comprehensive investment management, financial planning, and retirement plan advisory services primarily to high‑net‑worth individuals, families, trusts, estates and businesses. The firm offers discretionary portfolio management, ERISA 3(21) plan support, and estate‑planning assistance facilitated through third‑party providers.
The firm generally pursues a long‑term, customized portfolio approach using mutual funds, ETFs, individual equities and fixed income, drawing on fundamental, quantitative, technical and modern‑portfolio‑theory analysis. Veracity may engage outside managers, implements option overlay strategies that use derivatives (with client education and written attestations), and routes fixed‑income trading through Falcon Square Capital.
Uncommon features noted in the brochure include affiliated operating entities for insurance brokerage (Veracity Capital Risk Management, LLC) and tax preparation/planning (Veracity Capital Tax Advisors, LLC), arrangements the firm discloses can create potential conflicts of interest. The brochure also discloses that Veracity uses testimonials and endorsements in advertising and that certain option overlay strategies are billed on agreed notional exposure (included in AUM), practices that are less common among comparable team firms.
Based on Veracity Capital LLC
Expertise
Based on Veracity Capital LLC
Location
4100 Newport Place, Suite 255
Newport Beach CA 92660
Advisors at this office
2
Advisors at this office
Michael M
Series 66
Newport Beach, CA
Veracity Capital LLC
Michael Mess is a financial advisor with Veracity Capital LLC in Newport Beach, CA, holding a Series 66 designation and bringing 19 years of industry experience. His prior roles include positions at The Ayco Company LP and Purshe Kaplan Sterling Investments. Outside of advisory work, he is involved in e-commerce through Sandpiper Exchange LLC and provides tax preparation and planning services at Veracity Capital Tax Advisors, LLC. Veracity Capital LLC offers comprehensive investment management, financial planning, and retirement plan advisory services primarily to high-net-worth clients. The firm employs a long-term, customized portfolio approach utilizing mutual funds, ETFs, individual equities, fixed income, and option strategies, supported by affiliated entities for insurance brokerage and tax planning.
Benjamin M
Series 63, Series 65
Newport Beach, CA
Veracity Capital LLC
Benjamin Matzell is a financial advisor at Veracity Capital LLC with 14 years of industry experience. He holds Series 63 and Series 65 designations and has worked at firms including The AYCO Company, L.P., Nuveen Securities, LLC, and LPL Financial. He has been with Veracity Capital since 2019. Veracity Capital LLC provides investment management, financial planning, and retirement plan advisory services primarily to high-net-worth clients, families, trusts, estates, and businesses. The firm employs a long-term, customized portfolio approach utilizing a variety of investment strategies and third-party support.
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