Vision Capital & Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Vision Capital & Management provides discretionary and non‑discretionary investment advisory services to individuals, trusts, estates, charitable organizations, pension and profit‑sharing plans, corporations and institutional clients. The firm offers ongoing portfolio management, financial planning and pension consulting, and also provides model portfolio services to other advisers and institutions.
The firm’s investment process emphasizes a macro-driven “core vision thesis” across short-, mid- and long-term time horizons and combines asset‑class diversification and correlation strategies to pursue risk‑adjusted returns. Portfolios are implemented primarily with mutual funds and ETFs (including digital‑asset‑focused ETFs where appropriate), and individual accounts may be managed on a discretionary basis while pension and institutional engagements are typically advisory with the client retaining trading discretion.
What is notable about the firm is its small adviser team managing approximately $144.8 million in discretionary client assets while also supporting roughly $380 million in assets through institutional model portfolio services for third parties. The firm requires clients to direct brokerage to its recommended custodian, does not generally vote client proxies on behalf of advisory accounts, and follows SEC standing‑letter‑authorization safeguards for fee debits and transfers.
Client services
Fee options
Financial planning services may be provided for a pre-negotiated flat fee; portfolio management services may be provided for a pre-negotiated flat fee
$0 - $10,000,000: 1.00% annually $10,000,001+: 0.75% annually
Certain persons may earn commissions as licensed insurance agents for insurance products
Hourly financial planning at $500 per hour
Account minimum: $2,000,000 Fee-only: Financial planning fees ranging from $1,000 to $250,000 depending on scope; hourly rate $500/hour; fees negotiable and may be discounted or waived
Main office
Mooresville NC, United States
Offices (1)
Most active in
Arkansas · Minnesota · Missouri · Nebraska · North Carolina · Ohio · Pennsylvania
Also doing business as
Vision Capital · Vision Capital & Management · Vision Capital Management Corp. · Vision Capital Management Corporation · Visison Capital
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Donna P
Series 65, Series 66
Mooresville, NC
Vision Capital & Management
Donna Pleasant is a financial advisor at Vision Capital & Management with 20 years of industry experience. She holds Series 65 and Series 66 designations and has previously worked at FSC Securities Corporation, Uwharrie Investment Advisors, Inc., and Uvest Financial Services Group, Inc. Vision Capital & Management offers discretionary and non-discretionary investment advisory services to individuals, trusts, estates, charitable organizations, pension plans, corporations, and institutional clients. The firm uses a macro-driven investment process focused on asset-class diversification and correlation strategies, managing portfolios primarily with mutual funds and ETFs, including digital-asset-focused ETFs where appropriate.
Eric V
CFP®, Series 63, Series 65
Mooresville, NC
Vision Capital & Management
Eric Vogen is a CFP® with 40 years of industry experience, currently serving as an advisor at Vision Capital & Management in Davidson, NC. He has worked at FSC Securities Corp. for 21 years and has been with Vision Capital & Management for 25 years. Outside of his advisory role, he is involved in real estate property management through ownership of Vogen Properties, LLC. Vision Capital & Management provides portfolio management, financial planning, and pension consulting services to individuals, trusts, estates, charitable organizations, and business entities. The firm manages discretionary assets while also advising third-party advisors through its investment models, employing a macro trend-based investment process that utilizes mutual funds, ETFs, and digital-asset ETFs.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)