A complete list of active advisors currently associated with W.A. Smith Financial Group

Warmer can help you find a great advisor at W.A. Smith Financial Group or one who fits your needs even better.

W.A. Smith Financial Group offers discretionary and non-discretionary portfolio management, financial planning and tax-planning services, and qualified retirement-plan oversight to individuals, high-net-worth clients, pension and profit-sharing plans, and business entities. The firm also provides plan aggregation and “held away” account management through an account-aggregation platform and may work with sub-advisors or third-party managers for portfolio implementation. Investment decisions are guided by an internal Investment Committee that applies a top‑down macroeconomic, political and regulatory framework followed by manager due diligence, blending active and passive strategies and model portfolios tailored to client objectives. The firm uses fundamental, technical and cyclical analysis and typically pursues a long‑term approach, while retaining flexibility to use shorter‑term tactics when a client’s situation or investment thesis changes. The firm is notable for its affiliation with an insurance brokerage (W.A. Smith Financial, LLC), with multiple advisers licensed to offer commissionable insurance products and disclosed policies to address related conflicts of interest. It also manages held‑away retirement assets via the Pontera system, requires custody with its recommended custodians (including Fidelity and Charles Schwab) rather than accepting directed brokerage, and has ownership interests in consulting and marketing businesses that operate alongside the advisory practice.

To learn more about the advisors currently working at W.A. Smith Financial Group, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.