Waterrock Global Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
WaterRock Global Asset Management provides discretionary portfolio management and financial planning to individual clients, including high‑net‑worth investors. Services described in the brochure include tailored model portfolios using stocks, bonds, options, mutual funds and ETFs, plus ongoing monitoring, rebalancing and broader wealth‑management analysis.
The firm offers both passive/tactical “core” models and actively traded models and applies a mix of fundamental, technical, quantitative and qualitative analysis, with the ability to use options and hedging strategies when appropriate. Clients typically grant discretionary authority, and WaterRock bills using percentage‑of‑AUM fees while also offering an optional performance‑based fee structure for qualified investors, with performance fees assessed relative to a high‑water mark.
What is noteworthy relative to peers is the explicit availability of performance‑based fee arrangements on selected, generally aggressive models — the brochure discloses performance fees up to 20% of net profit and a qualified‑investor threshold (commonly $1.1M AUM or $2.2M net worth) and discusses side‑by‑side management procedures. The firm also discloses that its principal holds a Washington State life/health/annuity insurance license and may receive insurance compensation, participates in TD Ameritrade’s institutional program (including assistance with conferences and educational meetings), and may rebate trading fees or grant fee waivers in certain client circumstances.
Client services
Expertise
Fee options
Flat fees are determined based on services to be provided; fees not contingent on assets; no prepayment over $500; charged based on planning services rendered.
$0.00 - $4,999,999.99: Up to 1.50% (maximum) $5,000,000+: Up to 1.00% (maximum)
$75.00 – Intern/Trainee/Data Entry Clerk; $125.00 – Associate Advisor/Administration Assistant; $250.00 – Investment Advisor (maximum)
Up to 20.00% of net profits based on high-water mark; only for qualified investors with assets under management of $1,100,000 or net worth of $2,200,000; performance fees charged annually.
Main office
See office29 148th Ave SE
Bellevue WA 98007
Advisors at this office
2
Offices (2)
Most active in
Arizona · California · Florida · Oregon · Washington
Also doing business as
Waterrock Global Asset Management · Waterrock Global Asset Management LLC · Wrgam LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Leland J
Series 65
Bellevue, WA
Waterrock Global Asset Management
Leland Jeppesen is a financial advisor at Waterrock Global Asset Management in Bellevue, WA, holding a Series 65 designation with one year of industry experience. He has managed Jeppesen Financial Services LLC since 2019 and previously worked at Jeppesen Financial Services from 2009 to 2019. Waterrock Global Asset Management provides discretionary portfolio management and financial planning primarily for individual and high-net-worth clients, offering tailored model portfolios that incorporate stocks, bonds, options, mutual funds, and ETFs. The firm uses a combination of fundamental, technical, quantitative, and qualitative analysis across passive and active strategies, with the option for performance-based fees on selected models.
Adam D
Series 63, Series 65
Bellevue, WA
Waterrock Global Asset Management
Adam Droker is a financial advisor at Waterrock Global Asset Management in Bellevue, WA, with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Waterrock Global Asset Management since 2011. Outside of advisory work, he is active as president of the Bellevue Kiwanis Club and is involved in local youth sports as a softball and little league umpire and as a fundraising director. Waterrock Global Asset Management provides discretionary portfolio management and financial planning primarily for individual and high-net-worth clients. The firm employs a range of investment strategies including passive, tactical, and actively traded models, utilizing fundamental, technical, quantitative, and qualitative analysis, with discretionary authority commonly granted by clients.
Kevin C
CFP®, CFA®
Scottsdale, AZ
Waterrock Global Asset Management
Kevin Churchill is a CFP® and CFA® with 12 years of industry experience. He is currently with Forefront and has held roles at firms including WaterRock Global Asset Management, First Western Trust, and US Bank. Outside of his advisory work, he serves on the advisory board of Orion First Financial and is a co-owner of a drip bar franchise through HI Revitalize Inc. Forefront provides investment management and financial planning to individuals, high-net-worth clients, and select businesses, offering discretionary portfolio management and comprehensive planning services across retirement, estate, tax, and special-needs topics. The firm develops individualized investment policies and utilizes third-party managers while maintaining multiple affiliated businesses and a formal Special Needs Planning service.
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