Bellevue, WA Office
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Waterrock Global Asset Management
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About
WaterRock Global Asset Management provides discretionary portfolio management and financial planning to individual clients, including high‑net‑worth investors. Services described in the brochure include tailored model portfolios using stocks, bonds, options, mutual funds and ETFs, plus ongoing monitoring, rebalancing and broader wealth‑management analysis.
The firm offers both passive/tactical “core” models and actively traded models and applies a mix of fundamental, technical, quantitative and qualitative analysis, with the ability to use options and hedging strategies when appropriate. Clients typically grant discretionary authority, and WaterRock bills using percentage‑of‑AUM fees while also offering an optional performance‑based fee structure for qualified investors, with performance fees assessed relative to a high‑water mark.
What is noteworthy relative to peers is the explicit availability of performance‑based fee arrangements on selected, generally aggressive models — the brochure discloses performance fees up to 20% of net profit and a qualified‑investor threshold (commonly $1.1M AUM or $2.2M net worth) and discusses side‑by‑side management procedures. The firm also discloses that its principal holds a Washington State life/health/annuity insurance license and may receive insurance compensation, participates in TD Ameritrade’s institutional program (including assistance with conferences and educational meetings), and may rebate trading fees or grant fee waivers in certain client circumstances.
Based on Waterrock Global Asset Management
Expertise
Based on Waterrock Global Asset Management
Location
29 148th Ave SE
Bellevue WA 98007
Advisors at this office
2
Advisors at this office
Leland J
Series 65
Bellevue, WA
Waterrock Global Asset Management
Leland Jeppesen is a financial advisor at Waterrock Global Asset Management in Bellevue, WA, holding a Series 65 designation with one year of industry experience. He has managed Jeppesen Financial Services LLC since 2019 and previously worked at Jeppesen Financial Services from 2009 to 2019. Waterrock Global Asset Management provides discretionary portfolio management and financial planning primarily for individual and high-net-worth clients, offering tailored model portfolios that incorporate stocks, bonds, options, mutual funds, and ETFs. The firm uses a combination of fundamental, technical, quantitative, and qualitative analysis across passive and active strategies, with the option for performance-based fees on selected models.
Adam D
Series 63, Series 65
Bellevue, WA
Waterrock Global Asset Management
Adam Droker is a financial advisor at Waterrock Global Asset Management in Bellevue, WA, with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Waterrock Global Asset Management since 2011. Outside of advisory work, he is active as president of the Bellevue Kiwanis Club and is involved in local youth sports as a softball and little league umpire and as a fundraising director. Waterrock Global Asset Management provides discretionary portfolio management and financial planning primarily for individual and high-net-worth clients. The firm employs a range of investment strategies including passive, tactical, and actively traded models, utilizing fundamental, technical, quantitative, and qualitative analysis, with discretionary authority commonly granted by clients.
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