Waterway Wealth Management, L.L.C.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$674,943,174
Clients
139
Advisors
5
of 11 employees
About
Waterway Wealth Management, L.L.C. provides comprehensive financial planning and discretionary investment management to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, and estates. Its services include customized financial plans following a complimentary initial consultation, ERISA plan advisory services (including acting as a limited‑scope 3(21) or 3(38) advisor), and a sponsored wrap fee investment program.
WWM manages most assets on a discretionary basis and offers a tiered wrap fee program that is billed quarterly in advance, with the firm paying transaction expenses charged by custodians within the Program. The firm also uses a third‑party platform to facilitate discretionary management of held‑away defined‑contribution participant accounts while avoiding direct custody, and aggregates family/relationship accounts for fee tiers and trade execution.
Compared with many teams of similar size, WWM manages a relatively large asset base for a five‑advisor team — roughly $675.8 million in total assets under management — and explicitly sponsors a wrap program that covers transaction costs. Its combination of ERISA 3(21)/3(38) plan services, use of institutional custodial platforms (Fidelity and Schwab), and the operational practice of managing held‑away participant accounts through a third‑party platform are distinctive operational features noted in the brochure.
Client services
Expertise
Occupation focus
Fee options
Financial planning fixed fees typically range between $4,000 and $10,000, negotiable
$0 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.80%
$100 to $300 per hour depending on service
Account minimum: $3,000,000 Fee-only: Fee-only investment management program with tiered AUM fees, plus fixed and hourly fees for financial planning
Main office
21 Waterway, Suite 500
The Woodlands TX 77380
Advisors at this office
5
Most active in
Colorado · Louisiana · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Daniel T
CFA®, Series 63
The Woodlands, TX
Waterway Wealth Management, L.L.C.
Daniel Trgovich is a CFA® charterholder with four years of industry experience. He has worked at Waterway Wealth Management, L.L.C. since 2025 and previously held roles at Northwestern Mutual Investment Services LLC and UMB Financial. He is based in The Woodlands, TX. Waterway Wealth Management, L.L.C. provides comprehensive financial planning and discretionary investment management to individuals, pension and profit-sharing plans, trusts, and estates. The firm manages most assets on a discretionary basis and offers a tiered wrap fee program, servicing a large asset base relative to its team size.
Ross K
CFP®
The Woodlands, TX
Waterway Wealth Management, L.L.C.
Ross King is a CFP® professional with one year of industry experience, currently serving at Waterway Wealth Management, L.L.C. He previously worked at Regions Bank for five years and Northern Trust for six years. Waterway Wealth Management provides financial planning and discretionary investment management to individuals, high-net-worth clients, pension and profit-sharing plans, and trusts. The firm offers ERISA plan services, operates a tiered wrap program with a substantial asset base, and utilizes institutional custodial platforms along with held-away account management technology.
Daniel M
CFP®, CFA®, ChFC®, Series 63, Series 65
The Woodlands, TX
Waterway Wealth Management, L.L.C.
Daniel Michalk is a CFP®, CFA®, and ChFC® with 31 years of industry experience. He has been with Waterway Wealth Management, L.L.C. since 2012, where he serves as one of two advisors. The firm provides financial planning and discretionary investment management to individuals, high-net-worth clients, pension and profit-sharing plans, and trusts. Waterway Wealth Management integrates comprehensive financial planning with investment management, operating a tiered wrap program and utilizing institutional custodial platforms to support its client services.
Jessica M
CFP®, Series 66
The Woodlands, TX
Waterway Wealth Management, L.L.C.
Jessica Mccain is a CFP® and holds a Series 66 license with 10 years of experience in the financial services industry. She has worked at UBS Financial Services for 12 years and has held positions at Park Avenue Advisors and Guardian Life Insurance Company before joining Waterway Wealth Management, L.L.C., where she has been since 2025. Waterway Wealth Management, L.L.C. provides comprehensive financial planning and discretionary investment management to individuals, pension and profit-sharing plans, trusts, and estates. The firm serves a range of clients including high-net-worth individuals and offers ERISA plan advisory services alongside a tiered wrap fee program, managing approximately $675.8 million in assets.
Ariel J
Series 66
The Woodlands, TX
Waterway Wealth Management, L.L.C.
Ariel Jasso is a financial advisor at Waterway Wealth Management, L.L.C. with nine years of industry experience. He previously worked at JPMorgan Securities, LLC and JPMorgan Chase Bank, N.A., among other firms. Waterway Wealth Management provides financial planning and discretionary investment management to individuals, high-net-worth clients, pension and profit-sharing plans, and trusts. The firm offers ERISA plan services, sponsors a wrap fee investment program, and manages approximately $552.8 million in assets using institutional custodial platforms and third-party held-away technology.
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