Waterway Wealth Management, L.L.C.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$674,943,174
Clients
139
Advisors
6
of 11 employees
About
Waterway Wealth Management serves individuals (including high-net-worth clients), pension and profit-sharing plans, trusts and estates. The firm provides comprehensive financial planning, retirement-plan advisory (including limited‑scope ERISA 3(21) services), and discretionary investment management through a firm‑sponsored wrap fee program.
WWM integrates financial planning with discretionary portfolio management and presents clients with tailored investment policy statements to govern implementation and review. For suitable clients the firm recently added options‑based implementation as an overlay strategy and uses a third‑party platform to provide discretionary oversight of held‑away defined‑contribution participant accounts.
Distinctive features include that WWM sponsors its own wrap fee program and implements derivatives‑based (options) strategies within managed accounts—offerings that are less common among similarly sized team firms. The firm reports roughly $676 million in assets under management with six advisors and 139 clients, resulting in relatively large assets per client compared with many peers.
Client services
Expertise
Fee options
Financial planning fixed fees typically range between $5,000 and $10,000, negotiable; Options Overlay Strategy fees are flat fees billed quarterly based on complexity
$0 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.80%
Hourly consultation fees range between $100 and $300, depending on service nature
Account minimum: $3,000,000 Minimum fee: Financial planning fixed fees typically range between $5,000 and $10,000, negotiable Fee-only: Firm is fee-only with no commissions or markups. Fees include wrap program fees and financial planning fees.
Main office
21 Waterway, Suite 500
The Woodlands TX 77380
Advisors at this office
6
Most active in
Colorado · Louisiana · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Daniel T
CFA®, Series 63
The Woodlands, TX
Waterway Wealth Management, L.L.C.
Daniel Trgovich is a CFA® charterholder with four years of industry experience. He is currently with Waterway Wealth Management, L.L.C., where he has worked since 2025. Prior to this, he held roles at Northwestern Mutual Investment Services LLC and UMB Financial. Waterway Wealth Management serves individuals, including high-net-worth clients, as well as pension and profit-sharing plans, trusts, and estates. The firm provides comprehensive financial planning, retirement-plan advisory, and discretionary investment management, including options-based strategies and a firm-sponsored wrap fee program.
Ross K
CFP®
The Woodlands, TX
Waterway Wealth Management, L.L.C.
Ross King is a CFP® professional at Waterway Wealth Management, L.L.C. with two years of industry experience. He previously worked at Regions Bank for five years and Northern Trust for six years. Waterway Wealth Management serves individuals, pension and profit-sharing plans, and trusts and estates, offering comprehensive financial planning, retirement-plan advisory, and discretionary investment management through a firm-sponsored wrap fee program. The firm integrates financial planning with discretionary portfolio management and employs options-based overlay strategies for suitable clients.
Daniel M
CFP®, CFA®, ChFC®, Series 63, Series 65
The Woodlands, TX
Waterway Wealth Management, L.L.C.
Daniel Michalk is a financial advisor at Waterway Wealth Management, L.L.C. in The Woodlands, TX, holding the CFP®, CFA®, and ChFC® designations with 31 years of industry experience. He has worked at Waterway Wealth Management since 2012, following ten years at Heritage Wealth Management and earlier roles at Sunamerica Securities and Lutheran Brotherhood Securities. Waterway Wealth Management serves individuals, including high-net-worth clients, as well as pension and profit-sharing plans, trusts, and estates, offering comprehensive financial planning and discretionary investment management through a firm-sponsored wrap fee program. The firm integrates financial planning with portfolio management and employs options-based strategies and third-party oversight for defined-contribution accounts.
Jessica M
CFP®, Series 66
The Woodlands, TX
Waterway Wealth Management, L.L.C.
Jessica Mccain is a CFP® and holds a Series 66 license with 10 years of industry experience. She currently serves as an advisor at Waterway Wealth Management, L.L.C., joining the firm in 2025. Her prior experience includes roles at UBS Financial Services and Guardian Life Insurance Company. Waterway Wealth Management, L.L.C. serves individuals, pension and profit-sharing plans, trusts, and estates, offering comprehensive financial planning and discretionary investment management through a firm-sponsored wrap fee program. The firm employs tailored investment policy statements and options-based overlay strategies, managing approximately $676 million in assets.
Ariel J
Series 66
The Woodlands, TX
Waterway Wealth Management, L.L.C.
Ariel Jasso is a financial advisor at Waterway Wealth Management, L.L.C. in The Woodlands, TX, holding a Series 66 designation with nine years of industry experience. His prior roles include positions at JPMorgan Securities, LLC, JPMorgan Chase Bank, N.A., Fidelity Brokerage Services LLC, FSC Securities Corp, and Willis Johnson & Associates. Waterway Wealth Management serves individuals, pension and profit-sharing plans, trusts, and estates, offering comprehensive financial planning and discretionary investment management. The firm sponsors its own wrap fee program and utilizes options-based strategies and third-party platforms to manage defined-contribution participant accounts.
Nicholas O
Series 65, Series 66
The Woodlands, TX
Waterway Wealth Management, L.L.C.
Nicholas Oldham is a financial advisor at Waterway Wealth Management, L.L.C. He holds Series 65 and Series 66 credentials and has two years of industry experience. His previous roles include positions at Invesco, Haven Wealth Group, and USAA Investment Management Co. Waterway Wealth Management serves individuals, including high-net-worth clients, as well as pension and profit-sharing plans, trusts, and estates. The firm offers comprehensive financial planning and discretionary investment management, utilizing tailored investment policy statements and options-based strategies within managed accounts.
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