Way Street Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Way Street Financial provides discretionary portfolio management and financial planning to individual and high‑net‑worth clients, creating written investment policy statements and conducting periodic portfolio reviews. The firm also offers educational seminars and workshops to clients at no charge.
Its investment approach is grounded in modern portfolio theory and employs both long‑term and short‑term trading, with portfolios tailored to client time horizons and risk tolerances. The adviser generally recommends dividend‑focused allocations for non‑qualified accounts and limits recommendations to equities, ETFs, fixed income (including TIPS), and insurance products such as annuities.
Distinctive features include formal affiliations with insurance and tax‑service businesses: the firm offers insurance products through a related insurance entity and has personnel who operate a tax preparation business, relationships the firm discloses and monitors for conflicts of interest. The combination of affiliated insurance distribution, an affiliated tax service relationship, and the provision of free client workshops is less common among peers in this segment.
Client services
Expertise
Fee options
Fixed fees for financial planning between $5,000 and $50,000
$0 - $500,000: 1.50% $500,001 - $999,999: 1.25% $1,000,000 - $1,750,000: 1.00% $1,750,001 - $3,000,000: 0.85% $3,000,000+: 0.75%
Insurance commissions received by supervised persons for insurance sales
Between $250 and $750 per hour for financial planning services
Fee-only: Portfolio management and financial planning fees; no commissions as primary compensation
Main office
1324 Pearl Road, Suite 3
Brunswick OH 44212
Advisors at this office
1
Most active in
Arkansas · Florida · Louisiana · Ohio · Texas
Also doing business as
Way Street · Way Street Financial, LLC · Way Street LLC · Way Street, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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