A complete list of active advisors currently associated with Waypoints Financial

Warmer can help you find a great advisor at Waypoints Financial or one who fits your needs even better.

Waypoints Financial provides discretionary portfolio management and standalone financial planning to individuals (including high‑net‑worth clients), as well as trusts, estates, charitable organizations, banks, and business entities. Services include ongoing investment management via a bundled wrap fee program and written financial plans addressing cash flow, retirement, insurance, education savings, and estate considerations. As sponsor and sole portfolio manager of its wrap fee program, the firm tailors diversified portfolios using fundamental, technical, and cyclical analysis and conducts ongoing monitoring and periodic formal reviews. Investment implementations may include a broad set of strategies — long‑ and short‑term trading, covered option writing, short sales, and margin/borrowing in client accounts — with execution and custody handled through a qualified custodian. Compared with many peers, Waypoints is distinctive in operating and sponsoring its own wrap fee program rather than relying on outside managers and in expressly disclosing the use of borrowing/margin in managed accounts, a relatively uncommon practice among supported firms. The firm also discloses a 2018 consent order with a state regulator addressing ADV amendments and capitalization matters, which is a documented regulatory history item prospective clients may consider.

To learn more about the advisors currently working at Waypoints Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.