A complete list of active advisors currently associated with WBB Securities, LLC

Warmer can help you find a great advisor at WBB Securities, LLC or one who fits your needs even better.

WBB Securities, LLC offers investment advisory and broker-dealer services through a managed account program that can be discretionary or non‑discretionary. The firm’s brochure lists individual clients (including high‑net‑worth and non‑HNW), pension and profit‑sharing plans, charitable organizations, corporations and other investment advisers among its client types. WBB’s approach emphasizes asset allocation and custom portfolio construction using methods that include fundamental, technical and charting analysis, with strategies that range from long‑term holdings to short‑term trading. Accounts are custodied at National Financial Services or TD Ameritrade and may be managed on platforms such as Envestnet or FTJ FundChoice; Advisory Representatives collect client profile information and tailor allocations to stated objectives and risk tolerance. What distinguishes WBB from many peers is its dual role as both a registered investment adviser and a FINRA‑member broker/dealer, with an in‑house investment banking and equity research capability and participation in underwriting for issuers. The firm also notes that its Advisory Representatives are registered representatives and that associated persons include CPAs and insurance agents, and it reports no assets under management as of February 1, 2026, while retaining the ability to serve other registered investment advisers as clients.

To learn more about the advisors currently working at WBB Securities, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

You can also browse WBB Securities, LLC's office locations.