Lakeside, CA Office
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WBB Securities, LLC
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About
WBB Securities, LLC offers investment advisory and broker-dealer services through a managed account program that can be discretionary or non‑discretionary. The firm’s brochure lists individual clients (including high‑net‑worth and non‑HNW), pension and profit‑sharing plans, charitable organizations, corporations and other investment advisers among its client types.
WBB’s approach emphasizes asset allocation and custom portfolio construction using methods that include fundamental, technical and charting analysis, with strategies that range from long‑term holdings to short‑term trading. Accounts are custodied at National Financial Services or TD Ameritrade and may be managed on platforms such as Envestnet or FTJ FundChoice; Advisory Representatives collect client profile information and tailor allocations to stated objectives and risk tolerance.
What distinguishes WBB from many peers is its dual role as both a registered investment adviser and a FINRA‑member broker/dealer, with an in‑house investment banking and equity research capability and participation in underwriting for issuers. The firm also notes that its Advisory Representatives are registered representatives and that associated persons include CPAs and insurance agents, and it reports no assets under management as of February 1, 2026, while retaining the ability to serve other registered investment advisers as clients.
Based on WBB Securities, LLC
Location
Lakeside CA
Advisors at this office
2
Advisors at this office
Matthew M
Series 63, Series 65
Lakeside, CA
WBB Securities, LLC
Matthew Miller is a financial advisor with WBB Securities, LLC, holding Series 63 and Series 65 licenses and with 31 years of industry experience. He has worked at Vanderbilt Securities, LLC and other related firms since 2020, and has been with WBB Securities, LLC since 2011. Miller also engages in occasional consulting and trade review for various firms outside of regular market hours. WBB Securities, LLC provides investment advisory and broker-dealer services through managed account programs that serve individual clients, pension plans, charitable organizations, corporations, and other advisers. The firm combines asset allocation and custom portfolio construction using fundamental, technical, and charting analysis and operates both as a registered investment adviser and a FINRA-member broker/dealer with in-house investment banking and equity research capabilities.
Michelle T
Series 63, Series 66
Lakeside, CA
WBB Securities, LLC
Michelle Thomas is a financial advisor at WBB Securities, LLC with 19 years of industry experience. She holds Series 63 and Series 66 licenses and has been associated with WBB Securities since 2013 in various roles. Her prior work includes positions at Vanderbilt Securities, Vanderbilt Advisory Services, ImpactU.Investments, and Consolidated Portfolio Review. WBB Securities, LLC provides investment advisory and broker-dealer services to individual clients, pension and profit-sharing plans, charitable organizations, corporations, and other advisers. The firm employs asset allocation and custom portfolio construction techniques, combining fundamental, technical, and charting analysis across both long-term and short-term strategies, while functioning as both a registered investment adviser and a FINRA-member broker/dealer with in-house investment banking and equity research capabilities.
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