Wealth Management Investment Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$0
Clients
175
Advisors
5
of 6 employees
About
WMA Financial, LLC is a team of five advisors serving roughly 175 clients, including individual and high‑net‑worth households, trusts, small businesses and churches. The firm offers comprehensive financial planning, wealth‑management consulting, and the selection and monitoring of third‑party money managers.
WMAF generally does not manage client portfolios directly or exercise discretionary authority; instead it advises on goals and asset allocation and places or refers assets to third‑party money managers that implement strategies using fundamental analysis, modern portfolio theory and technical analysis. The firm does not charge traditional percentage‑of‑AUM fees and relies on negotiated or fixed planning and advisory arrangements, and it may receive a portion of fees paid to third‑party managers or solicitor compensation when referrals are made.
Distinctive features in the brochure include formal affiliations with other investment advisers (including a managing‑member role in an affiliated RIA) and an affiliated accounting practice (partners at Bailes Bates & Associates provide accounting and tax services). Several advisors are also licensed insurance agents who sell insurance products for commissions; the firm discloses these relationships and notes they are managed through disclosure and compliance processes to address potential conflicts of interest.
Client services
Expertise
Occupation focus
Fee options
Insurance product commissions received by advisors; usual and customary commissions
Minimum fee: $1,000 minimum annual fee Fee-only: Financial planning fees range from $1,500 to $3,500, may be negotiable
Main office
18935 I 45 North
Spring TX 77389
Advisors at this office
3
Most active in
Texas
Also doing business as
Wealth Management Investment Advisors · Wealth Management Investment Advisors, LLC · Wma Financial, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
James B
CFP®, PFS™, Series 63, Series 65
Spring, TX
Wealth Management Investment Advisors, LLC
James Bailes Jr. is a CFP® and PFS™ credentialed advisor with 22 years of industry experience. He is a partner at Bailes Bates & Associates LLP, an accounting and tax planning firm, where he dedicates a majority of his time. He has also worked at Regal Investment Advisors LLC and currently serves as an advisor at Wealth Management Investment Advisors, LLC since 2014. Additionally, Bailes is a licensed independent insurance agent involved in life, health, disability, long-term care, and group benefits insurance. Wealth Management Investment Advisors, LLC serves individual and high-net-worth clients, trusts, small businesses, and churches, focusing on comprehensive financial planning and wealth management consulting. The firm advises on asset allocation and refers clients to third-party money managers, utilizing fundamental analysis, modern portfolio theory, and technical analysis without charging traditional percentage-of-AUM fees.
Jennifer E
Series 65
Spring, TX
Wealth Management Investment Advisors, LLC
Jennifer Esch is a financial advisor with Wealth Management Investment Advisors, LLC, holding a Series 65 designation and bringing 11 years of industry experience. She has worked at Bailes Bates & Associates LLP since 2015 and is a partner at Bailes Bates & Associates, LP, where she focuses on accounting and income tax planning. Outside of advising, she is involved in managing a family-owned farm and a development solutions firm. Wealth Management Investment Advisors, LLC serves individual and high-net-worth clients, trusts, small businesses, and churches, offering comprehensive financial planning and wealth management consulting. The firm advises on goals and asset allocation while utilizing third-party money managers who implement strategies based on fundamental analysis, modern portfolio theory, and technical analysis.
Nicole G
Series 65
Spring, TX
Wealth Management Investment Advisors, LLC
Nicole Gale is a financial advisor with Wealth Management Investment Advisors, LLC in Spring, TX. She holds a Series 65 designation and has one year of industry experience. Prior to her current role, she worked at Standard Of Greatness, LLC and Jackson Henry Mortgage, LLC. Outside of advising, she is the managing member of Voice Standard, LLC, a company providing voice-over services. Wealth Management Investment Advisors is a team of five advisors serving individual and high-net-worth clients, trusts, small businesses, and churches. The firm focuses on financial planning, wealth management advice, and selecting third-party money managers, typically without taking custody of client assets.
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