Wealth Planning Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Wealth Planning Advisors LLC provides ongoing portfolio management and financial planning to individuals, high‑net‑worth individuals, and small businesses, managing roughly $4.15 million across 16 client accounts. The firm bills on a percentage‑of‑AUM basis and documents each client’s objectives and risk tolerance in an Investment Policy Statement.
Investment decisions are implemented primarily through a long‑term trading approach and are informed by a mix of fundamental, modern portfolio theory, quantitative, and technical analysis. Portfolios are constructed mainly from mutual funds, ETFs, equities, fixed‑income (including TIPS), and real estate funds (including REITs), with all asset management performed in‑house rather than by third‑party managers.
Noteworthy distinctions include the firm’s involvement in other financial product sales: the brochure discloses insurance licenses in multiple states and $94,619 in life and health insurance commissions in 2023, a practice that is uncommon among independent RIAs. The firm also requires use of Charles Schwab as custodian and participates in Schwab’s institutional advisor program, from which it may receive research or other benefits that can be a factor in broker selection.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% annually $500,001 - $2,000,000: 0.80% annually Over $2,000,000+: 0.50% annually
Account minimum: $100,000
Main office
New Smyrna Beach FL
Advisors at this office
1
Most active in
Florida · New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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