Denver, CO Office

Team
Updated today

Client AUM

$5,386,744,634

Clients

9,927

Advisors

10

Of 216 advisors across 60 offices

Location

Metropoint I, 4600 So. Ulster St #1350

Denver CO 80237

Advisors at this office

10

Advisors at this office

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Cole P

Series 66

Denver, CO

Wedbush Securities Inc.

Cole Petersen is a financial advisor at Wedbush Securities Inc. based in Denver, CO, holding a Series 66 designation with seven years of industry experience. His prior work includes roles at Edward Jones and Brokers Guild, among others. Wedbush Securities serves a diverse client base, including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, and capital markets. The firm combines broker-dealer and capital markets functions with clearing, custodial, and prime services, supporting a range of managed account and commission-based arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Collin M

Series 65, Series 63

Denver, CO

Wedbush Securities Inc.

Collin Mc Kenzie is a financial advisor at Wedbush Securities Inc. with Series 63 and Series 65 credentials and two years of industry experience. He previously worked at Charles Schwab and has held positions outside the financial industry, including roles at The Woodcreek Club and Pro-Clean Car Wash and Detailing. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering a combination of brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets. The firm operates multiple managed account and wrap fee programs alongside commission-based brokerage arrangements and provides clearing, custodial, and execution services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Tami B

Series 66

Denver, CO

Wedbush Securities Inc.

Tami Babylon is a financial advisor with Wedbush Securities Inc. in Denver, CO, holding a Series 66 designation and 14 years of industry experience. She previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated for 12 years. Outside of her advisory role, she serves as Vice President on the Board of Directors for the East Maloney Home Owner's Association in North Platte, NE. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering both brokerage and SEC-registered advisory services. The firm provides a range of managed account solutions along with clearing, custodial, and prime services, combining broker-dealer functions with capital markets and commodities activities.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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John L

CFA®, Series 66

Denver, CO

Wedbush Securities Inc.

John Lindsey is a CFA® charterholder and holds a Series 66 license, with two years of industry experience. He is currently a financial advisor at Wedbush Securities Inc., where he has worked since 2023. His prior experience includes roles at Rand Advisors and various positions in the hospitality industry. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions. The firm offers a range of brokerage and registered investment advisory services, combining capital markets, clearing, and prime services with wealth management and commodities trading.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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John C

Series 63, Series 65, Series 66

Denver, CO

Wedbush Securities Inc.

John Crumplar is a financial advisor at Wedbush Securities Inc. in Denver, CO, holding Series 63, Series 65, and Series 66 licenses with 31 years of industry experience. He has been with Wedbush Securities since 2010. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services. The firm manages approximately $5.68 billion in regulatory assets and provides a range of managed account solutions alongside commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Gavin T

Series 66, Series 63

Denver, CO

Wedbush Securities Inc.

Gavin Thomas is a financial advisor with Wedbush Securities Inc. in Denver, CO, holding Series 66 and Series 63 credentials and one year of industry experience. Prior to joining Wedbush, he was with Charles Schwab for one year. Outside of finance, he is involved with JD's Bait Shop, a restaurant where he occasionally works as a barback. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and SEC-registered advisory services across multiple asset classes and managed account solutions. The firm combines broker-dealer operations with clearing, custodial, and capital markets services, including commodities and derivatives trading.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Michael P

Series 63, Series 65

Denver, CO

Wedbush Securities Inc.

Michael Penton is a financial advisor at Wedbush Securities Inc. in Denver, CO, holding Series 63 and Series 65 licenses with 37 years of industry experience. He has worked at Wedbush Morgan Securities Inc. since 1990. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors, offering brokerage and SEC-registered investment advisory services across multiple asset classes and strategies. The firm provides a range of managed account solutions and operates clearing, custodial, and prime services, with approximately $5.68 billion in regulatory assets under management.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Jessica M

Series 66

Denver, CO

Wedbush Securities Inc.

Jessica Mcqueen is a financial advisor at Wedbush Securities Inc. based in Denver, CO, holding a Series 66 designation with 11 years of industry experience. She has been with Wedbush Securities since 2011. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering both brokerage and SEC-registered investment advisory services across multiple asset classes and capital markets functions. The firm manages approximately $5.68 billion in regulatory assets and provides a range of managed account solutions alongside commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Gianluca T

Series 66

Denver, CO

Wedbush Securities Inc.

Gianluca Triennese is a financial advisor at Wedbush Securities Inc. with 12 years of industry experience. He holds the Series 66 designation and has worked at firms including Charles Schwab, TD Ameritrade, and Merrill Lynch. Outside of finance, he was involved with Paninomania LLC, a business operating under the name Sweets of Italy, from 2013 to 2016. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering both brokerage and SEC-registered investment advisory services. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, supporting a range of managed account solutions and commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Jonathan U

Series 66

Denver, CO

Wedbush Securities Inc.

Jonathan Underkofler is a financial advisor at Wedbush Securities Inc. with 17 years of industry experience. He holds the Series 66 designation and previously worked at Sanford C. Bernstein & Co., LLC and BNY Mellon Wealth Management. Wedbush Securities serves a diverse client base including individual investors, high-net-worth clients, foundations, and institutions, offering brokerage and SEC-registered investment advisory services across multiple asset classes and managed account solutions. The firm combines broker-dealer and capital markets operations with custody, clearing, and prime services, including commodities and derivatives activities.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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