Westhampton Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$237,832,549
Clients
142
Advisors
4
of 4 employees
About
Westhampton Capital serves individual and high-net-worth clients as well as retirement plans and charitable organizations, providing discretionary portfolio management and a range of retirement plan advisory services. The firm charges asset-based advisory fees and develops a Financial Profile and Investment Plan with each client to guide ongoing management.
The firm combines a structured, quantitative process for sector and security selection with qualitative cash-flow and intrinsic-value analysis under a growth-at-a-reasonable-price philosophy. It implements client-specific Investment Plans on a discretionary basis using individual equities, fixed income, pooled vehicles, model portfolios for plan participants, and, when appropriate, covered-call strategies.
Noteworthy aspects include explicit ERISA fiduciary offerings — providing nondiscretionary 3(21) consulting and optional 3(38) discretionary management for plans — along with participant education and enrollment support. Westhampton operates as a small, four-advisor team managing primarily discretionary assets (about $238 million), discloses that two advisers are also licensed to sell insurance (with client notice of any commissions), and generally does not vote client proxies.
Client services
Expertise
Fee options
Up to 1.5% annually, negotiable
Commission may be earned by certain personnel licensed to sell insurance products; clients are notified in advance and never charged both commission and management fees on the same assets.
Account minimum: $250,000
Main office
2150 Country Club Rd, Suite 250
Winston Salem NC 27104
Advisors at this office
4
Most active in
Florida · Indiana · North Carolina · South Carolina · Virginia
Also doing business as
Westhampton Capital · Westhampton Capital, Inc. · Westhampton Capital, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
David L
ChFC®, Series 63, Series 65
Winston-Salem, NC
Westhampton Capital
David Leland is a ChFC® credentialed advisor with 17 years of experience, currently serving clients at Westhampton Capital in Winston-Salem, NC. He has worked at Westhampton Capital since 2007 and has been associated with Mutual Trust Life Insurance Co. since 1997. He may also earn commissions from sales of non-variable life, health, annuity, and disability income insurance products from companies not affiliated with Westhampton Capital. Westhampton Capital serves individual and high-net-worth clients, retirement plans, and charitable organizations by providing discretionary portfolio management and retirement plan advisory services. The firm uses a growth-at-a-reasonable-price investment approach combining quantitative sector and security selection with qualitative cash-flow and intrinsic-value analysis.
Paul F
Series 63, Series 65
Winston-Salem, NC
Westhampton Capital
Paul Fulton III is a financial advisor with Westhampton Capital in Winston-Salem, NC, holding Series 63 and Series 65 designations and bringing 34 years of industry experience. He has been with Westhampton Capital since 2012. Outside of his advisory role, Paul may earn commissions from insurance companies for sales of non-variable life, health, annuity, and disability income insurance products. Westhampton Capital serves individual and high-net-worth clients, retirement plans, and charitable organizations, providing discretionary portfolio management and retirement plan advisory services. The firm employs a growth-at-a-reasonable-price investment philosophy combining quantitative and qualitative analysis and offers ERISA fiduciary services including both nondiscretionary consulting and discretionary management.
Harry S
Series 63, Series 65
Winston-Salem, NC
Westhampton Capital
Harry Shertzer Jr. is a financial advisor with Westhampton Capital, holding Series 63 and Series 65 licenses and bringing 21 years of industry experience. He has been with Westhampton Capital since 2010. Westhampton Capital serves individual and high-net-worth clients, retirement plans, and charitable organizations, offering discretionary portfolio management and retirement plan advisory services. The firm uses a structured, quantitative investment process combined with qualitative analysis under a growth-at-a-reasonable-price philosophy.
Brant S
ChFC®, Series 63, Series 65
Winston-Salem, NC
Westhampton Capital
Brant Snavely III is a ChFC®-designated financial advisor with 15 years of industry experience. He has been with Westhampton Capital since 2006. The firm serves individual and high-net-worth clients, retirement plans, and charitable organizations, offering discretionary portfolio management and retirement plan advisory services. Westhampton Capital uses a combination of quantitative sector and security selection and qualitative cash-flow analysis under a growth-at-a-reasonable-price philosophy to implement client-specific investment plans.
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