WestPark Capital, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
WestPark Capital, Inc. provides financial planning, investment management, consulting, and access to third‑party money managers for individuals, trusts, estates, retirement plans, corporations and other business entities. Services may be delivered on a discretionary or non‑discretionary basis and include portfolio management for individual clients as well as custom financial plans and consulting engagements.
The firm frequently uses third‑party managers (TPMs) in its advisory programs, where TPMs may be granted discretionary authority to select investments and implement model portfolios consistent with a client’s objectives, risk tolerance and stated restrictions. Accounts are reviewed with clients at least annually, and the firm discloses a range of principal investment risks (market, liquidity, derivatives, issuer and third‑party manager performance risks) in its brochure.
WestPark is affiliated with a broker‑dealer and a registered insurance agency that share common ownership, and some Investment Adviser Representatives are also registered representatives and/or licensed insurance agents, which the brochure identifies as a source of potential conflicts when recommending affiliated products. The firm’s affiliated broker‑dealer has disclosed regulatory actions (including a 2023 FINRA enforcement matter resulting in censure, fines and restitution), a distinctive disclosure that prospective clients are directed to review.
Client services
Expertise
Fee options
Financial planning fees can be a flat fee ranging from $150 to $7,500
0.25% to 2.75% annually (asset-based fees vary by account size)
Registered representatives may receive commissions on securities transactions
Consulting fees may be hourly, flat rate, or ongoing, depending on service
Minimum fee: Financial planning fees range from $150 to $7,500 per plan Fee-only: Financial planning and consulting fees from $150 to $7,500, negotiable
Main office
See office1800 Century Park East, Suite 220
Los Angeles CA 90067
Advisors at this office
1
Offices (4)
Irvine, CA Main Street
2030 Main Street Suite 210, Irvine, CA 92614
5 advisors
Boca Raton, FL
225 NE Mizner Blvd Suite 530, Boca Raton, FL 33432
2 advisors
Los Angeles, CA
1800 Century Park East Suite 220, Los Angeles, CA 90067
1 advisor
New York, NY
535 Fifth Ave 22nd Floor, New York, NY 10017
1 advisor
Most active in
Arizona · California · Colorado · Florida · Georgia · Hawaii · Illinois · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Nevada · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Texas · Wisconsin
Also doing business as
Coast Capital Wealth Management · Diligent Financial · Diligent Financial Group · Dukes Wealth Management Inc. · Forethought Financial · Harvard Funding Group, Inc. · Mason Financial Partners · Mentor Securities, LLC · Meyers Financial Group · Pacific Crest Financial · Quiver Financial · Westpark Capital, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
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