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WestPark Capital, Inc.

Updated today

Client AUM

$53,077,941

Clients

265

Advisors

9

across 4 offices

About

WestPark Capital, Inc. provides financial planning, investment management, consulting, and access to third‑party money managers for individuals, trusts, estates, retirement plans, corporations and other business entities. Services may be delivered on a discretionary or non‑discretionary basis and include portfolio management for individual clients as well as custom financial plans and consulting engagements.

The firm frequently uses third‑party managers (TPMs) in its advisory programs, where TPMs may be granted discretionary authority to select investments and implement model portfolios consistent with a client’s objectives, risk tolerance and stated restrictions. Accounts are reviewed with clients at least annually, and the firm discloses a range of principal investment risks (market, liquidity, derivatives, issuer and third‑party manager performance risks) in its brochure.

WestPark is affiliated with a broker‑dealer and a registered insurance agency that share common ownership, and some Investment Adviser Representatives are also registered representatives and/or licensed insurance agents, which the brochure identifies as a source of potential conflicts when recommending affiliated products. The firm’s affiliated broker‑dealer has disclosed regulatory actions (including a 2023 FINRA enforcement matter resulting in censure, fines and restitution), a distinctive disclosure that prospective clients are directed to review.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Wealth management

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Fee options

Fixed

Financial planning fees can be a flat fee ranging from $150 to $7,500

Percentage

0.25% to 2.75% annually (asset-based fees vary by account size)

Commissions

Registered representatives may receive commissions on securities transactions

Project-based

Consulting fees may be hourly, flat rate, or ongoing, depending on service

Other

Minimum fee: Financial planning fees range from $150 to $7,500 per plan Fee-only: Financial planning and consulting fees from $150 to $7,500, negotiable

Main office

See office

1800 Century Park East, Suite 220

Los Angeles CA 90067

Advisors at this office

1

Most active in

Arizona · California · Colorado · Florida · Georgia · Hawaii · Illinois · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Nevada · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Texas · Wisconsin

Also doing business as

Coast Capital Wealth Management · Diligent Financial · Diligent Financial Group · Dukes Wealth Management Inc. · Forethought Financial · Harvard Funding Group, Inc. · Mason Financial Partners · Mentor Securities, LLC · Meyers Financial Group · Pacific Crest Financial · Quiver Financial · Westpark Capital, Inc.

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Daniel J

Series 63, Series 66

New York, NY

WestPark Capital, Inc.

Daniel Joyce is a financial advisor with WestPark Capital, Inc. in New York, NY, holding Series 63 and Series 66 licenses and bringing 43 years of industry experience. He has worked at SCF Securities, Inc. since 2016 and previously spent 12 years at LPL Financial. Joyce also acts as an independent broker, placing occasional fixed life and health insurance products for clients. WestPark Capital, Inc. offers financial planning, investment management, and consulting services to individuals, trusts, estates, retirement plans, and business entities, often utilizing third-party money managers to tailor investment portfolios according to client objectives and risk tolerance.

Wealth management
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Edwin S

Series 66

Irvine, CA

WestPark Capital, Inc.

Edwin Suzuki is a financial advisor at WestPark Capital, Inc. in Irvine, CA, with 21 years of industry experience. He holds a Series 66 designation and has worked at WestPark Capital since 2016. Outside of his advisory role, he is also Vice President of Operations at Diligent Financial Group, Inc., a financial planning and insurance services firm. WestPark Capital, Inc. provides financial planning, investment management, and consulting services for individuals, trusts, estates, retirement plans, and business entities. The firm often uses third-party money managers with discretionary authority to manage portfolios according to client objectives and risk tolerance.

Wealth management
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Thomas J

Series 63, Series 65

Irvine, CA

WestPark Capital, Inc.

Thomas Jandt is a financial advisor with WestPark Capital, Inc. in Irvine, CA, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has been with WestPark Capital since 2016. Outside of his advisory role, he is involved in real estate sales as a broker and CEO of Thomas Jandt & Associates, Inc., which operates under Market Value Realty, and he leads i3 Financial, Inc., providing consulting services for early to development-stage companies. WestPark Capital, Inc. offers financial planning, investment management, and consulting services to individuals, trusts, estates, retirement plans, corporations, and other business entities. The firm utilizes third-party money managers in its advisory programs, providing customized portfolio management and financial plans.

Wealth management
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Richard R

Series 63

Los Angeles, CA

WestPark Capital, Inc.

Richard Rappaport is a Series 63 licensed financial advisor with WestPark Capital, Inc. in Los Angeles, CA, bringing 37 years of industry experience. He has been with WestPark Capital since 1999 and serves as president of WestPark Holdings LLC. Outside of his advisory role, he is a director of Skechers USA, Inc. and involved in public acquisitions through a leadership position in AOTS-WRASP-SKRP. WestPark Capital, Inc. provides financial planning, investment management, and consulting services for individuals, trusts, estates, retirement plans, corporations, and other business entities. The firm often incorporates third-party money managers in its advisory programs and offers both discretionary and non-discretionary portfolio management and custom financial plans.

Wealth management
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Vijay R

Series 63, Series 65

Boca Raton, FL

WestPark Capital, Inc.

Vijay Ramsarran is a financial advisor with WestPark Capital, Inc. in Boca Raton, FL, holding Series 63 and Series 65 licenses and bringing 17 years of industry experience. He has been associated with Tower Square Securities, Inc. since 2005. WestPark Capital, Inc. provides financial planning, discretionary and non-discretionary investment management, consulting, and third-party money manager programs to individuals, trusts, families, retirement accounts, and various business entities, offering customized advisory arrangements and portfolio implementation.

Wealth management
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Vikas G

Series 63, Series 65

Irvine, CA

WestPark Capital, Inc.

Vikas Goel is a financial advisor at WestPark Capital, Inc. with 24 years of industry experience. He holds Series 63 and Series 65 licenses and has been with WestPark Capital since 2016. Outside of his advisory role, Goel is also active as a real estate salesperson. WestPark Capital, Inc. provides financial planning, investment management, and consulting services to individuals, trusts, estates, retirement plans, corporations, and other business entities. The firm often employs third-party money managers to implement customized portfolios based on client objectives and risk tolerance.

Wealth management
user avatar

Susan S

Series 63

Irvine, CA

WestPark Capital, Inc.

Susan Sajjadi is a financial advisor at WestPark Capital, Inc. in Irvine, CA, with 37 years of industry experience. She holds a Series 63 designation and has been with WestPark Capital since 2016. WestPark Capital, Inc. provides financial planning, investment management, and consulting services to individuals, trusts, estates, retirement plans, corporations, and other business entities, often utilizing third-party money managers to implement customized investment strategies.

Wealth management
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David E

Series 63, Series 65

Irvine, CA

WestPark Capital, Inc.

David Eurton is a financial advisor at WestPark Capital, Inc. in Irvine, CA, holding Series 63 and Series 65 licenses with 26 years of industry experience. He has worked at WestPark Capital since 2018 and previously held positions at Concorde Investment Services, LLC and First Allied Securities, Inc. WestPark Capital, Inc. offers financial planning, discretionary and non-discretionary investment management, consulting, and third-party money manager programs to individuals, trusts, families, retirement accounts, and business entities. The firm provides customized advisory services and implements client portfolios directly or through selected third-party managers based on a range of criteria.

Wealth management
user avatar

Vincent C

Series 63, Series 65

Boca Raton, FL

WestPark Capital, Inc.

Vincent Capodanno is a financial advisor at WestPark Capital, Inc. with six years of industry experience. He holds Series 63 and Series 65 licenses and has worked at multiple firms, including Garden State Securities, Dinosaur Financial Group, and Alexander Capital. Outside of finance, he owns a transportation service company that provides limo services. WestPark Capital, Inc. offers financial planning, investment management, consulting, and third-party money manager programs to individuals, trusts, families, retirement accounts, and business entities. The firm provides customized advisory arrangements and implements client portfolios directly or through selected third-party managers.

Wealth management
View complete list of advisors at this firm
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