A complete list of active advisors currently associated with WestPark Capital, Inc.

Warmer can help you find a great advisor at WestPark Capital, Inc. or one who fits your needs even better.

WestPark Capital, Inc. provides financial planning, investment management, consulting, and access to third‑party money managers for individuals, trusts, estates, retirement plans, corporations and other business entities. Services may be delivered on a discretionary or non‑discretionary basis and include portfolio management for individual clients as well as custom financial plans and consulting engagements. The firm frequently uses third‑party managers (TPMs) in its advisory programs, where TPMs may be granted discretionary authority to select investments and implement model portfolios consistent with a client’s objectives, risk tolerance and stated restrictions. Accounts are reviewed with clients at least annually, and the firm discloses a range of principal investment risks (market, liquidity, derivatives, issuer and third‑party manager performance risks) in its brochure. WestPark is affiliated with a broker‑dealer and a registered insurance agency that share common ownership, and some Investment Adviser Representatives are also registered representatives and/or licensed insurance agents, which the brochure identifies as a source of potential conflicts when recommending affiliated products. The firm’s affiliated broker‑dealer has disclosed regulatory actions (including a 2023 FINRA enforcement matter resulting in censure, fines and restitution), a distinctive disclosure that prospective clients are directed to review.

To learn more about the advisors currently working at WestPark Capital, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.