WhaleRock Point Partners, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$652,518,611
Clients
131
Advisors
4
across 2 offices
About
WhaleRock Point Partners provides discretionary investment management to individuals, high‑net‑worth clients, trusts, estates, family limited partnerships, charitable organizations, corporations and pension and profit‑sharing plans. The firm also offers retirement plan fiduciary services (both nondiscretionary and discretionary/3(38) arrangements) and commonly includes financial planning advice as part of its advisory service without separate fees.
The firm’s investment process starts with top‑down analysis of macroeconomic and market themes, uses fundamental analysis as its primary security‑selection tool, and supplements that work with technical analysis for trade timing; WhaleRock states it seeks “maximum after‑tax investment results” for each client and formalizes objectives in a written Investment Policy Statement. WhaleRock manages nearly all accounts on a discretionary basis and uses third‑party and proprietary software tools to screen accounts daily, which it says supports managing large amounts of fixed‑income securities across numerous client accounts.
Noteworthy features include the firm’s emphasis on directly owned fixed‑income portfolios with tailored management techniques and its explicit capability to serve as a 3(38) ERISA investment manager that selects, monitors and replaces designated investment alternatives and model portfolios for plan sponsors. The brochure also discloses the firm’s use of soft‑dollars to offset costs for Bloomberg, Advent and exchange real‑time price information, reports no disciplinary history, and states it does not charge performance‑based fees.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.10% $1,000,001 - $3,000,000: 0.90% $3,000,001 - $5,000,000: 0.75% $5,000,001+: 0.60%
Main office
See office319 Clematis Street, Suite 610
West Palm Beach FL 33401
Advisors at this office
3
Offices (2)
Most active in
California · Florida · Massachusetts · New York · Rhode Island
Also doing business as
Whale Rock Capital Partners, LLC · Whalerock Capital Partners, LLC · Whalerock Point Partners, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
John G
CFA®, Series 65
West Palm Beach, FL
WhaleRock Point Partners, LLC
John Genco is a CFA® charterholder with 12 years of industry experience. He has been with WhaleRock Point Partners, LLC since 2018 and previously worked at Beaumont Financial Partners from 2012 to 2018. WhaleRock Point Partners provides discretionary investment management to a range of clients, including individuals, high-net-worth clients, trusts, estates, and pension plans. The firm uses a top-down macroeconomic approach combined with fundamental and technical analysis, focusing on directly owned fixed-income portfolios and offering retirement plan fiduciary services.
Tyson R
Series 63, Series 66
West Palm Beach, FL
WhaleRock Point Partners, LLC
Tyson Reed is a financial advisor at WhaleRock Point Partners, LLC with 12 years of industry experience. He holds Series 63 and Series 66 licenses and has been with WhaleRock since 2014. He also has a long-term affiliation with JPMorgan Chase bank beginning in 2010. WhaleRock Point Partners provides discretionary investment management to a diverse client base, including high-net-worth individuals, trusts, and retirement plans. The firm employs a top-down investment approach combined with fundamental and technical analysis, with a focus on managing fixed-income portfolios and offering fiduciary services for retirement plans.
Leslie S
Series 65
West Palm Beach, FL
WhaleRock Point Partners, LLC
Leslie Sawyer is a financial advisor at WhaleRock Point Partners, LLC with five years of industry experience and holds a Series 65 designation. Prior to joining WhaleRock Point Partners, Leslie has worked in various hospitality roles, including positions at Avvio Ristorante, East Island Reserve Hotel, The Smokehouse Cafe, Newport Vineyards, and The Mooring Restaurant. Leslie is currently involved with Avvio Ristorante outside of their advisory role. WhaleRock Point Partners provides discretionary investment management and retirement plan fiduciary services to individuals, high-net-worth clients, trusts, estates, charitable organizations, corporations, and pension plans. The firm combines top-down macroeconomic analysis with fundamental and technical security selection, focusing heavily on directly owned fixed-income portfolios and serving as a 3(38) ERISA investment manager for plan sponsors.
Bradley D
Series 65
Providence, RI
WhaleRock Point Partners, LLC
Bradley Dorman is a financial advisor at WhaleRock Point Partners, LLC with 26 years of industry experience. He holds a Series 65 designation and has been with WhaleRock Point Partners since 2006. The firm provides discretionary investment management to a diverse client base including individuals, high-net-worth clients, trusts, estates, charitable organizations, and pension plans. WhaleRock Point Partners emphasizes a top-down investment process with a focus on directly owned fixed-income portfolios and offers retirement plan fiduciary services, including 3(38) ERISA investment management.
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