A complete list of active advisors currently associated with Wharton Financial Group

Warmer can help you find a great advisor at Wharton Financial Group or one who fits your needs even better.

The Wharton Financial Group provides retirement, financial and estate‑planning and consulting services to individuals, business owners, pension plan sponsors, trust officers, corporations and not‑for‑profit organizations. Its brochure states the firm does not currently manage client assets on a discretionary or non‑discretionary basis and focuses on estate‑planning design and implementation, with negotiable project fees for those engagements. The firm’s stated methods of analysis include fundamental, technical and cyclical approaches, but it does not execute client trades or maintain custody as part of its advisory business; reviews of plans and recommendations are performed at least annually and may be prompted by material economic changes. Clients may impose restrictions on recommendations, and implementation is left to clients or, if elected, conducted through the firm’s affiliated broker‑dealer. Distinctive for a firm in this category, the firm’s principals are registered representatives of Cambridge Investment Research and are also licensed insurance agents, selling mutual funds, ETFs, variable products and insurance for commissions while disclosing those potential conflicts of interest. The firm does not rely on percentage‑of‑assets‑under‑management fees—instead using negotiable, project‑based fees for estate planning—and it does not participate in wrap or discretionary asset‑management programs.

To learn more about the advisors currently working at Wharton Financial Group, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.