A complete list of active advisors currently associated with Whitespace Financial, LLC

Warmer can help you find a great advisor at Whitespace Financial, LLC or one who fits your needs even better.

Whitespace Financial serves individuals, high‑net‑worth clients, families and employers that sponsor participant‑directed retirement plans. The firm offers private client investment management, 401(k) investment management and ERISA/3(21) consulting, and financial planning. Portfolios are tailored to client objectives and may include ETFs, individual equities, bonds and derivative strategies such as options and short sales, supported by fundamental, technical and macroeconomic analysis and periodic rebalancing. The firm manages both discretionary accounts and a substantial amount of non‑discretionary, participant‑directed assets (including qualified plans), obtaining client permission before effecting trades in non‑discretionary accounts and conducting at least annual portfolio reviews. Distinctive features disclosed in the brochure include affiliations with a broker‑dealer (registered representatives and commissionable securities activity through Purshe Kaplan Sterling Investments, Inc.) and licensed insurance activity (advisory personnel may sell insurance products and receive commissions), both of which the firm discloses as potential conflicts of interest. The firm also operates under a custodial and clearing arrangement that routes trades through Pershing with Herold & Lantern as the clearing firm and maintains minimum threshold arrangements that can affect trade placement and cash‑balance management; policies and procedures are described to mitigate these conflicts.

To learn more about the advisors currently working at Whitespace Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.