Wilmington Capital Securities, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$270,385,641
Clients
171
Advisors
6
across 3 offices
About
Wilmington Capital Securities, LLC provides discretionary and non‑discretionary portfolio management and financial planning to individuals (including high‑net‑worth clients), pensions and profit‑sharing plans, trusts, estates, charitable organizations and business entities. The firm delivers fee‑based advisory services via custodial platforms including Charles Schwab, RBC Correspondent Services and Interactive Brokers, and also offers hourly and fixed‑fee planning arrangements in addition to percentage‑of‑AUM management fees.
WCS describes a tactical allocation approach that uses fundamental, technical and cyclical analysis and may employ equities, mutual funds, fixed‑income, options and cash positions to manage risk and pursue performance; portfolios are customized to client objectives and may include client‑imposed restrictions. The firm provides portfolio management within wrap‑fee programs sponsored by its clearing firm and does not maintain custody of client assets, relying on third‑party custodians for account custody and reporting.
What distinguishes WCS from most teams is that it is also a FINRA‑registered broker‑dealer operating a retail brokerage and investment banking business, and its associated persons are registered representatives who may sell securities and insurance products on a per‑contract basis, which the brochure discloses as a potential conflict of interest. The firm’s regulatory history includes public disclosure events (FINRA and state actions and a registered‑representative sanction in 2011–2022), and WCS identifies specific controls such as instructing clearing firms to rebate certain 12b‑1 fees, monitoring sweep interest arrangements, and supervisory procedures to address conflicts.
Client services
Expertise
Fee options
$750 to $2,500 per plan or project
$150 - $350 per hour
Main office
See office666 Old Country Road, Suite 505
Garden City NY 11530
Advisors at this office
4
Offices (3)
Most active in
California · Connecticut · Florida · Georgia · New Jersey · New York · Texas
Also doing business as
Allele Capital Partners · Clark Capital · David E. Astorr Inc. · David E. Astorr, Inc. · Forefront Wealth Management · Ghs Capital Management, LLC · Liberty Crossing Capital Markets, LLC · Wilmington Capital Securities, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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