Windsor Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$624,007,529
Clients
458
Advisors
6
across 3 offices
About
Windsor Capital Management manages approximately $703 million in discretionary client assets for about 458 clients and operates with a five‑advisor team. The firm offers discretionary portfolio management, non‑continuous advisory consulting, and sub‑advisory/co‑advisor arrangements for unaffiliated investment advisers, and also provides services to retirement plans, trusts, estates, charitable organizations, and corporate clients.
The firm typically builds customized portfolios based on client goals, risk tolerance, and time horizon and frequently implements firm‑developed model portfolios that span conservative to aggressive risk profiles. Investment implementation draws from individual fixed‑income securities, ETFs, closed‑end funds, and proprietary model stock portfolios, and the firm uses a mix of fundamental, technical/charting, and cyclical analysis with occasional use of margin and option strategies where appropriate.
Distinctive operational features include licensing its model portfolios to unaffiliated RIAs and providing sub‑advisory services to other advisers, alongside using an automated custodial trading platform (Altruist) in addition to traditional custodians. The firm also serves in a discretionary fiduciary capacity for retirement plans under ERISA and maintains stated account minimums for certain strategies that it may waive or modify based on client circumstances or custodial arrangements.
Client services
Expertise
Occupation focus
Fee options
Flat retainer fees possible for advisory consulting services, negotiated case-by-case
0.35% to 1.00% annually (typical range for traditional portfolio management services)
Hourly fees for advisory consulting services, negotiated case-by-case
Account minimum: $200,000 for fixed income style accounts; $400,000 for balanced style accounts (minimums may be waived at firm's discretion) Fee-only: Asset-based fee typically ranging between 0.35% and 1.00% annually for portfolio management; advisory consulting fees may include asset-based, fixed retainer, hourly fees, or combination thereof, negotiated case-by-case.
Main office
See office20860 North Tatum Blvd., Suite 220
Phoenix AZ 85050
Advisors at this office
4
Offices (3)
Most active in
Arizona · California · Colorado · Florida · Georgia · Idaho · Illinois · Iowa · Michigan · Minnesota · Nebraska · Nevada · New Hampshire · Oklahoma · Oregon · Texas · Utah · Washington · Wisconsin
Also doing business as
Windsor Capital Management, LLC · Windsor Financial Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Frederick P
Series 63, Series 65
Phoenix, AZ
Windsor Capital Management, LLC
Frederick Petrino is a financial advisor at Windsor Capital Management, LLC with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Windsor Capital Management since 2009. Prior to joining Windsor, he worked at Payden & Rygel and Charles Schwab. Windsor Capital Management manages approximately $703 million in discretionary assets for around 458 clients through a team of five advisors. The firm provides customized portfolio management and consulting services to individuals, retirement plans, trusts, estates, charitable organizations, and corporate clients, utilizing a range of investment strategies from conservative to aggressive risk profiles.
Darren W
Series 63, Series 65
Phoenix, AZ
Windsor Capital Management, LLC
Darren Whitehurst is a financial advisor at Windsor Capital Management, LLC with 23 years of industry experience. He holds Series 63 and Series 65 designations and has been with Windsor Capital Management since 2000. Windsor Capital Management operates with a team of five advisors and manages approximately $703 million in discretionary client assets for about 458 clients. The firm provides customized portfolio management and advisory services to retirement plans, trusts, estates, charitable organizations, and corporate clients, using a mix of fundamental, technical, and cyclical analysis alongside various investment strategies.
Carolin A
Series 63, Series 65
Valley Glen, CA
Windsor Capital Management, LLC
Carolin Alaverdian is a financial advisor at Windsor Capital Management, LLC with 22 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at Windsor since 2008. Outside of advisory work, she is also active as a real estate agent with Balboa Real Estate. Windsor Capital Management provides fee-only investment advisory services to individuals, trusts, pension plans, charitable organizations, and business entities. The firm employs customized portfolio strategies incorporating fundamental, technical, and charting analysis, and offers model portfolios including fixed income, ETFs, closed-end funds, and proprietary stock models.
Jackson P
Series 65
Phoenix, AZ
Windsor Capital Management, LLC
Jackson Peppler is a financial advisor at Windsor Capital Management, LLC in Phoenix, AZ, holding a Series 65 designation. He has been with Windsor Capital Management since 2022, with a brief period working at Koibito Poke from 2024 to 2026. Peppler has no prior industry experience before joining the firm. Windsor Capital Management manages approximately $703 million in discretionary client assets for around 458 clients through a five-advisor team. The firm offers customized portfolio management and consulting services to a diverse client base, employing a mix of fundamental, technical, and cyclical analysis across various investment vehicles and also provides sub-advisory services to other advisers.
Lewis C
Series 65
Bloomington, MN
Windsor Capital Management, LLC
Lewis Coffey is a financial advisor at Windsor Capital Management, LLC in Bloomington, MN, holding a Series 65 designation with 12 years of industry experience. He has been with Windsor Capital Management since 2011. Windsor Capital Management provides fee-only investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm offers customized portfolios using fundamental, technical, and charting analysis, along with proprietary model portfolios including fixed income, ETFs, closed-end funds, and stock models, and serves other advisers through sub-advisory and co-advisory arrangements.
Donald P
Series 63, Series 65
Phoenix, AZ
Windsor Capital Management, LLC
Donald Peppler is a financial advisor with Windsor Capital Management, LLC in Phoenix, AZ, holding Series 63 and Series 65 licenses and having 19 years of industry experience. He has been with Windsor Capital Management and Peppler Capital Advisors, Inc. since 2008. Windsor Capital Management provides fee-only investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm uses a combination of fundamental, technical, and charting analysis to implement customized portfolios and offers model portfolios that include fixed income, ETFs, closed-end funds, and proprietary stock models, along with sub-advisory and co-advisory services for other registered investment advisers.
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