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Phoenix, AZ Office

Team
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Windsor Capital Management, LLC logo

Windsor Capital Management, LLC

Team

Firm-wide stats for Windsor Capital Management, LLC

Total advisors

6

Across 3 offices

Clients per advisor

76 High

Avg AUM per client

$1,362,462 High

HNW client ratio

40% High

About

Windsor Capital Management manages approximately $703 million in discretionary client assets for about 458 clients and operates with a five‑advisor team. The firm offers discretionary portfolio management, non‑continuous advisory consulting, and sub‑advisory/co‑advisor arrangements for unaffiliated investment advisers, and also provides services to retirement plans, trusts, estates, charitable organizations, and corporate clients.

The firm typically builds customized portfolios based on client goals, risk tolerance, and time horizon and frequently implements firm‑developed model portfolios that span conservative to aggressive risk profiles. Investment implementation draws from individual fixed‑income securities, ETFs, closed‑end funds, and proprietary model stock portfolios, and the firm uses a mix of fundamental, technical/charting, and cyclical analysis with occasional use of margin and option strategies where appropriate.

Distinctive operational features include licensing its model portfolios to unaffiliated RIAs and providing sub‑advisory services to other advisers, alongside using an automated custodial trading platform (Altruist) in addition to traditional custodians. The firm also serves in a discretionary fiduciary capacity for retirement plans under ERISA and maintains stated account minimums for certain strategies that it may waive or modify based on client circumstances or custodial arrangements.

Based on Windsor Capital Management, LLC

Expertise

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Income planning

Based on Windsor Capital Management, LLC

Occupation focus

Founder/Business Owner Retired

Based on Windsor Capital Management, LLC

Location

20860 North Tatum Blvd., Suite 220

Phoenix AZ 85050

Advisors at this office

4

Advisors at this office

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Frederick P

Series 63, Series 65

Phoenix, AZ

Windsor Capital Management, LLC

Frederick Petrino is a financial advisor at Windsor Capital Management, LLC with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Windsor Capital Management since 2009. Prior to joining Windsor, he worked at Payden & Rygel and Charles Schwab. Windsor Capital Management manages approximately $703 million in discretionary assets for around 458 clients through a team of five advisors. The firm provides customized portfolio management and consulting services to individuals, retirement plans, trusts, estates, charitable organizations, and corporate clients, utilizing a range of investment strategies from conservative to aggressive risk profiles.

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Income planning Founder/Business Owner Retired
user avatar

Darren W

Series 63, Series 65

Phoenix, AZ

Windsor Capital Management, LLC

Darren Whitehurst is a financial advisor at Windsor Capital Management, LLC with 23 years of industry experience. He holds Series 63 and Series 65 designations and has been with Windsor Capital Management since 2000. Windsor Capital Management operates with a team of five advisors and manages approximately $703 million in discretionary client assets for about 458 clients. The firm provides customized portfolio management and advisory services to retirement plans, trusts, estates, charitable organizations, and corporate clients, using a mix of fundamental, technical, and cyclical analysis alongside various investment strategies.

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Income planning Founder/Business Owner Retired
user avatar

Jackson P

Series 65

Phoenix, AZ

Windsor Capital Management, LLC

Jackson Peppler is a financial advisor at Windsor Capital Management, LLC in Phoenix, AZ, holding a Series 65 designation. He has been with Windsor Capital Management since 2022, with a brief period working at Koibito Poke from 2024 to 2026. Peppler has no prior industry experience before joining the firm. Windsor Capital Management manages approximately $703 million in discretionary client assets for around 458 clients through a five-advisor team. The firm offers customized portfolio management and consulting services to a diverse client base, employing a mix of fundamental, technical, and cyclical analysis across various investment vehicles and also provides sub-advisory services to other advisers.

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Income planning Founder/Business Owner Retired
user avatar

Donald P

Series 63, Series 65

Phoenix, AZ

Windsor Capital Management, LLC

Donald Peppler is a financial advisor with Windsor Capital Management, LLC in Phoenix, AZ, holding Series 63 and Series 65 licenses and having 19 years of industry experience. He has been with Windsor Capital Management and Peppler Capital Advisors, Inc. since 2008. Windsor Capital Management provides fee-only investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm uses a combination of fundamental, technical, and charting analysis to implement customized portfolios and offers model portfolios that include fixed income, ETFs, closed-end funds, and proprietary stock models, along with sub-advisory and co-advisory services for other registered investment advisers.

Active portfolio management Retirement plans for business owners (SEP, solo 401k) Income planning Founder/Business Owner Retired
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