A complete list of active advisors currently associated with Winter & Associates, Inc.

Warmer can help you find a great advisor at Winter & Associates, Inc. or one who fits your needs even better.

Winter & Associates serves individuals (including high net worth individuals), families, trusts and estates, and small businesses, offering asset management, financial planning and consulting, selection and monitoring of other investment advisers, and retirement plan consulting. The firm reports approximately $180 million in assets under management, supports about 200 client relationships, and operates with a four-advisor team. The firm acts as a fiduciary and uses fundamental analysis and strategic asset allocation to build portfolios, primarily recommending no-load mutual funds and exchange-traded funds (both passive and active) and providing discretionary portfolio management with periodic reviews and rebalancing. Winter & Associates also selects and monitors unaffiliated sub-advisors for turnkey management services and prepares investment policy statements and participant-level support for retirement plans. Notable distinctions include that certain investment adviser representatives are separately licensed insurance agents who may, in that capacity, offer life insurance, annuities, and other insurance products for commissions — a conflict the firm discloses and for which clients are under no obligation to transact. The firm also discloses that it does not sponsor, manage, or participate in wrap-fee programs and relies on an outsourced platform provider for trade processing, compliance support, and portfolio analytics.

To learn more about the advisors currently working at Winter & Associates, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.