A complete list of active advisors currently associated with Winter & Associates, Inc.

Warmer can help you find a great advisor at Winter & Associates, Inc. or one who fits your needs even better.

Winter & Associates, Inc. provides asset management, financial planning and consulting, selection of other investment advisers, and retirement plan consulting to individuals — including high net worth individuals — families, trusts and estates, and small businesses/plan sponsors. As of January 9, 2026 the firm reported managing about $179.7 million in client assets across roughly 203 client relationships and is staffed by four advisors. The firm builds tailored portfolios using fundamental analysis within a strategic asset allocation framework, typically recommending no‑load mutual funds and exchange‑traded funds while also incorporating individual stocks and bonds as appropriate; accounts are reviewed at least annually and may be managed on a discretionary basis. Winter & Associates also selects and monitors unaffiliated sub‑advisors for some clients and provides written financial plans or tailored consulting engagements depending on client needs. Notable distinctions in the brochure include disclosure that certain investment advisor representatives are separately licensed insurance agents who may sell life insurance, annuities, and other insurance products for commissions, a potential conflict of interest the firm describes and for which clients are under no obligation to transact. The firm also states it does not sponsor or participate in wrap‑fee programs and that it does not receive compensation for selecting third‑party managers, which contrasts with a minority of peers that act as wrap sponsors or receive manager‑selection fees.

To learn more about the advisors currently working at Winter & Associates, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.