Witnauer Sloan & Associates LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Witnauer Sloan & Associates serves individuals, trusts, estates and business entities and manages approximately $56.6 million across about 102 client relationships. The firm offers discretionary and non‑discretionary asset management, written financial planning and occasional public seminars on financial, tax and estate matters.
Its investment process draws on both fundamental and technical analysis and employs a range of strategies including long‑ and short‑term positions, options and margin where appropriate, with adjustments made for special situations such as low‑basis stock, legacy holdings or company stock. Accounts are actively monitored and reviewed at least quarterly, and financial planning engagements result in a written plan; ongoing investment monitoring is provided only when a separate management agreement is in place.
Noteworthy operational features disclosed in the brochure include the firm’s provision of educational seminars to the public and that its representatives may, in a separate capacity, sell insurance products for commissions—an arrangement the firm identifies as a potential conflict of interest. The firm also directs custody to an institutional custodian, uses a documented rotation method for block trade allocations, and does not accept proxy‑voting responsibilities, leaving voting to clients.
Client services
Expertise
Fee options
Financial planning fixed fees generally range from $250 to $10,000
Under $100,000 - $100,000: Flat fee of $1,000 annually ($250 quarterly) $100,000 - $1,000,000: 1.00% annually (0.25% quarterly) Over $1,000,000+: 0.80% annually (0.20% quarterly)
$250 per hour for financial planning services
Minimum fee: $1,000 annual minimum fee for asset management services Fee-only: Financial planning charged hourly at $250/hour and fixed fees from $250 to $10,000
Main office
8777 E Via De Ventura, Suite 375
Scottsdale AZ 85258
Advisors at this office
2
Most active in
Arizona
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Jeffrey S
CFP®, ChFC®, Series 63, Series 65
Scottsdale, AZ
Witnauer Sloan & Associates LLC
Jeffrey Sloan is a CFP® and ChFC® with 17 years of industry experience. He is a principal at Witnauer Sloan & Associates LLC, where he has worked since 1999. He is also a manager and member of Wealth Strategies, LLC, an Arizona-licensed insurance agency. Witnauer Sloan & Associates serves individuals, trusts, estates, and business entities, managing approximately $56.6 million across about 102 client relationships. The firm offers discretionary and non-discretionary asset management, written financial planning, and public seminars, employing both fundamental and technical analysis with a range of investment strategies.
Drew P
Series 65
Scottsdale, AZ
Witnauer Sloan & Associates LLC
Drew Peterson is a financial advisor at Witnauer Sloan & Associates LLC in Scottsdale, AZ, holding a Series 65 designation with 15 years of industry experience. He has been with Witnauer Sloan & Associates since 2008. Outside of his advisory role, Peterson is involved in accounting work for Shamrock Foods in Phoenix. Witnauer Sloan & Associates serves individuals, trusts, estates, and business entities, managing approximately $56.6 million across about 102 client relationships. The firm provides discretionary and non-discretionary asset management, written financial planning, and occasional public seminars, employing both fundamental and technical analysis in its investment approach.
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